SEC 13F Intelligence

CODEX DNA INC

CUSIP 192003101

Codex Dna Inc has 18 institutional holders in Filings Flow’s 13F database, together reporting 12.03M shares worth $14M as of Q4 2022. The largest reported holders are Northpond Ventures, LLC, Penn Capital Management Company, LLC, and Penbrook Management LLC.

Institutional Holders
18
Q4 2022
Reported Value
$14M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q2 ’21: 35Q2 ’21Q4 ’21: 32Q4 ’21Q4 ’22: 18Q4 ’22filingsflow.com
Total reported value
Q2 ’21: $136MQ2 ’21Q4 ’21: $176MQ4 ’21Q4 ’22: $14MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Penbrook Management LLC$132M AUM0.09%$141,376354.3KQ4 2023OLDER
Penn Capital Management Company, LLC$1.3B AUM0.06%$632,728608.4KQ3 2023OLDER
McCarthy Asset Management, Inc.$192M AUM0.00%$4,38911.0KQ4 2023OLDER
DAGCO, INC.$461M AUM0.00%$9862.5KQ4 2023OLDER
Dynamic Wealth Strategies, LLC$173M AUM0.00%$12.5KQ1 2024
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.00%$29,48067.0KQ1 2024
First Capital Advisors Group, LLC.$192M AUM0.00%$485307Q2 2023OLDER
Vontobel Holding Ltd.$29.1B AUM0.00%$22,25050.0KQ1 2024
IFP Advisors, Inc$4.8B AUM0.00%$3,3803.3KQ3 2023OLDER
DF DENT & CO INC$5.2B AUM0.00%$8,80020.0KQ1 2024
GROUP ONE TRADING LLC$52.2B AUM0.00%$19,76019.0KQ3 2023OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$21,89613.9KQ2 2023OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$102,254232.4KQ1 2024
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$29,38818.6KQ2 2023OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$1,3663.1KQ1 2024
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$1127.5KQ4 2023OLDER
UBS Group AG$666.3B AUM0.00%$18,81542.8KQ1 2024
CITADEL ADVISORS LLC$618.5B AUM0.00%$17,27143.3KQ4 2023OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$36,77983.6KQ1 2024
NORTHERN TRUST CORP$756.6B AUM0.00%$7,01215.9KQ1 2024
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$5,48013.7KQ4 2023OLDER
BARCLAYS PLC$416.3B AUM0.00%$1485Q3 2023OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$178404Q1 2024
BlackRock Finance, Inc.$4.42T AUM0.00%$10,92524.8KQ1 2024
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$99225Q1 2024
SIMPLEX TRADING, LLC$149.1B AUM$0100Q1 2024

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.