SEC 13F Intelligence

CATERPILLAR INC

CUSIP 149123901

Caterpillar Inc has 2 institutional holders in Filings Flow’s 13F database, together reporting 36.8K shares worth $701,946 as of Q1 2026. The largest reported holders are Imc-Chicago, LLC, Jpmorgan Chase & Co, and National Bank Of Canada /Fi/.

Institutional Holders
2
Q1 2026
Reported Value
$701,946
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q4 ’18: 1Q4 ’18Q1 ’19: 1Q1 ’19Q4 ’21: 1Q4 ’21Q4 ’22: 1Q4 ’22Q4 ’25: 2Q4 ’25Q1 ’26: 2Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $260,000Q4 ’18Q1 ’19: $0Q1 ’19Q4 ’21: $252,000Q4 ’21Q4 ’22: $366Q4 ’22Q4 ’25: $387,311Q4 ’25Q1 ’26: $701,946Q1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
RH Tailwind Management, LLC$781M AUM1.82%$11M20.0KQ4 2025OLDER
CenterStar Asset Management, LLC$797M AUM0.90%$4M9.7KQ2 2025OLDER
Gladius Capital Management LP$2.2B AUM0.45%$10M14.4KQ1 2026
Maven Securities LTD$5.2B AUM0.33%$17M24.6KQ1 2026
IMC-Chicago, LLC$278.4B AUM0.19%$529M747.3KQ1 2026
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.10%$106M1.5KQ1 2026
GROUP ONE TRADING LLC$52.2B AUM0.09%$46M65.0KQ1 2026
Hodges Capital Management Inc.$1.2B AUM0.06%$675,87525Q1 2026
SIMPLEX TRADING, LLC$149.1B AUM0.05%$81M114.0KQ1 2026
JPMORGAN CHASE & CO$1.56T AUM0.03%$441M660.8KQ1 2026
Universal- Beteiligungs- und Servicegesellschaft mbH$58.1B AUM0.01%$3M7.4KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$24,6001Q1 2026
Persistent Asset Partners Ltd$268M AUM0.00%$729Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.