SEC 13F Intelligence

CAROLINA TR BANCSHARES INC

CUSIP 14422P105

Carolina Tr Bancshares Inc has 25 institutional holders in Filings Flow’s 13F database, together reporting 2.51M shares worth $26M as of Q3 2019. The largest reported holders are Alliancebernstein L.P., Tudor Investment Corp Et Al, and Bhz Capital Management, LP.

Institutional Holders
25
Q3 2019
Reported Value
$26M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 19Q4 ’18Q1 ’19: 18Q1 ’19Q2 ’19: 19Q2 ’19Q3 ’19: 25Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $15MQ4 ’18Q1 ’19: $17MQ1 ’19Q2 ’19: $19MQ2 ’19Q3 ’19: $26MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Chicago Capital Management, LLC$121M AUM0.46%$544,00042.8KQ4 2019OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.31%$7M523.8KQ4 2019OLDER
Southside Capital, LLC$382M AUM0.29%$1M102.3KQ3 2019OLDER
BANC FUNDS CO LLC$537M AUM0.26%$4M285.9KQ4 2019OLDER
SHEETS SMITH WEALTH MANAGEMENT$1.0B AUM0.18%$941,00072.1KQ4 2019OLDER
Aspire Private Capital, LLC$443M AUM0.15%$338,00025.9KQ4 2019OLDER
Beryl Capital Management LLC$110M AUM0.14%$847,00064.9KQ4 2019OLDER
NEXPOINT ASSET MANAGEMENT, L.P.$1.5B AUM0.11%$1M110.1KQ4 2019OLDER
GARDNER LEWIS ASSET MANAGEMENT L P$462M AUM0.09%$659,00050.5KQ4 2019OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.06%$721,00055.2KQ4 2019OLDER
Prospera Financial Services Inc$6.2B AUM0.04%$514,00039.4KQ4 2019OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.01%$12M926.0KQ4 2019OLDER
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$4M325.0KQ4 2019OLDER
Carroll Financial Associates, Inc.$1.9B AUM0.00%$45,0003.5KQ4 2019OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.00%$66,0005.1KQ4 2019OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$254,00019.5KQ4 2019OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$312,00023.9KQ4 2019OLDER
FIRST MANHATTAN CO. LLC.$36.1B AUM0.00%$70,0009.0KQ2 2019OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$381,00029.2KQ4 2019OLDER
Advisor Group, Inc.$14.5B AUM0.00%$13,0001.0KQ4 2019OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$1,000107Q3 2019OLDER
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$10,000732Q4 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$90,00011.4KQ2 2019OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$8,000637Q4 2019OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$15,0001.5KQ3 2019OLDER
UBS Group AG$666.3B AUM0.00%$19,0001.4KQ4 2019OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$3,000302Q4 2019OLDER
Siena Capital Partners GP, LLC$385M AUM$00Q3 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.