SEC 13F Intelligence

CAPITALA FIN CORP

CUSIP 14054R502

Capitala Fin Corp has 18 institutional holders in Filings Flow’s 13F database, together reporting 313.6K shares worth $8M as of Q2 2021. The largest reported holders are Punch & Associates Investment Management, Inc., Bridgeway Capital Management, LLC, and Mariner Investment Group LLC.

Institutional Holders
18
Q2 2021
Reported Value
$8M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q3 ’20: 14Q3 ’20Q4 ’20: 15Q4 ’20Q1 ’21: 17Q1 ’21Q2 ’21: 18Q2 ’21filingsflow.com
Total reported value
Q3 ’20: $4MQ3 ’20Q4 ’20: $5MQ4 ’20Q1 ’21: $5MQ1 ’21Q2 ’21: $8MQ2 ’21filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.07%$1M52.7KQ2 2021
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.02%$1M45.9KQ2 2021
MARINER INVESTMENT GROUP LLC$346M AUM2.19%$1M40.5KQ2 2021
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$938,00038.2KQ2 2021
KEMPER Corp$1,199 AUM0.16%$936,00038.1KQ2 2021
TRUIST FINANCIAL CORP$74.2B AUM0.00%$921,00059.6KQ1 2021OLDER
TWO SIGMA ADVISERS, LP$0 AUM0.00%$797,00032.5KQ2 2021
STEPHENS INC /AR/$8.0B AUM0.01%$553,00022.5KQ2 2021
ACADIAN ASSET MANAGEMENT LLC$70.5B AUM0.00%$317,00012.9KQ2 2021
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$184.8B AUM0.00%$204,0008.2KQ2 2021
Eidelman Virant Capital$136M AUM0.11%$195,00020.7KQ3 2020OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$170,00011.0KQ1 2021OLDER
Advisors Asset Management, Inc.$6.0B AUM0.00%$146,0005.9KQ2 2021
Laurel Wealth Advisors LLC$1.0B AUM0.03%$116,0004.7KQ2 2021
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$90,0003.7KQ2 2021
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.01%$84,0005.8KQ1 2021OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$64,0002.6KQ2 2021
CAROLINAS WEALTH CONSULTING LLC$0 AUM0.01%$60,0002.4KQ2 2021
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$36,0001.4KQ2 2021
UBS Group AG$666.3B AUM0.00%$29,0001.2KQ2 2021
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$5,000200Q2 2021
Geneos Wealth Management Inc.$4.3B AUM0.00%$3,000224Q1 2021OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.