BROOKFIELD GLOBL LISTED INFR
CUSIP 11273Q109
Brookfield Globl Listed Infr has 28 institutional holders in Filings Flow’s 13F database, together reporting 2.33M shares worth $32M as of Q3 2019. The largest reported holders are Advisors Asset Management, Inc., Guggenheim Capital LLC, and Brookfield Public Securities Group LLC.
Institutional Holders
28
Q3 2019
Reported Value
$32M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Proficio Capital Partners LLC$1.9B AUM | 0.72% | $3M | 179.7K | Q4 2019OLDER |
| Yakira Capital Management, Inc.$342M AUM | 0.31% | $1M | 76.6K | Q4 2019OLDER |
| Matisse Capital$234M AUM | 0.31% | $255,000 | 18.6K | Q3 2019OLDER |
| Adams Wealth Management$455M AUM | 0.30% | $358,000 | 25.6K | Q4 2019OLDER |
| Cardan Capital Partners, LLC$893M AUM | 0.16% | $1M | 84.9K | Q4 2019OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.14% | $8M | 585.5K | Q1 2020 |
| CLOUGH CAPITAL PARTNERS L P$1.0B AUM | 0.14% | $2M | 114.8K | Q4 2019OLDER |
| Thomas J. Herzfeld Advisors, Inc.$294M AUM | 0.09% | $242,000 | 17.4K | Q4 2019OLDER |
| Round Table Services, LLC$508M AUM | 0.07% | $242,000 | 18.9K | Q2 2019OLDER |
| ASHFORD CAPITAL MANAGEMENT INC$809M AUM | 0.07% | $516,000 | 37.0K | Q4 2019OLDER |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.06% | $714,000 | 55.8K | Q2 2019OLDER |
| CSS LLC/IL$2.1B AUM | 0.05% | $813,000 | 58.3K | Q4 2019OLDER |
| 6 Meridian$1.4B AUM | 0.03% | $351,000 | 25.6K | Q3 2019OLDER |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.03% | $4M | 292.7K | Q4 2019OLDER |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM | 0.02% | $347,000 | 24.9K | Q4 2019OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.02% | $1M | 96.3K | Q2 2019OLDER |
| 1607 Capital Partners, LLC$1.4B AUM | 0.02% | $384,000 | 30.0K | Q2 2019OLDER |
| Walleye Capital LLC$24.0B AUM | 0.02% | $124,000 | 10.1K | Q2 2019OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.02% | $2M | 118.7K | Q4 2019OLDER |
| BROOKFIELD Corp /ON/$74.2B AUM | 0.01% | $3M | 202.3K | Q2 2019OLDER |
| BALDWIN WEALTH PARTNERS LLC/MA$1.4B AUM | 0.01% | $70,000 | 5.0K | Q4 2019OLDER |
| Karpus Management, Inc.$3.2B AUM | 0.01% | $281,000 | 20.2K | Q4 2019OLDER |
| Advocacy Wealth Management, LLC$2.3B AUM | 0.01% | $9,000 | 700 | Q2 2019OLDER |
| LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM | 0.01% | $900,000 | 64.5K | Q4 2019OLDER |
| BB&T SECURITIES, LLC$10.9B AUM | 0.00% | $499,000 | 36.4K | Q3 2019OLDER |
| Golden State Wealth Management, LLC$915M AUM | 0.00% | $13,000 | 962 | Q3 2019OLDER |
| Avior Wealth Management, LLC$3.8B AUM | 0.00% | $26,000 | 1.9K | Q4 2019OLDER |
| AQR Arbitrage LLC$6.1B AUM | 0.00% | $311,000 | 24.3K | Q2 2019OLDER |
| Balentine LLC$2.5B AUM | 0.00% | $51,000 | 3.7K | Q3 2019OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $72,000 | 5.2K | Q4 2019OLDER |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM | 0.00% | $3M | 204.0K | Q4 2019OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $906,000 | 64.9K | Q4 2019OLDER |
| Hudock, Inc.$680M AUM | 0.00% | $5,000 | 400 | Q2 2019OLDER |
| Financial Gravity Asset Management, Inc.$562M AUM | 0.00% | $2,000 | 117 | Q2 2019OLDER |
| Walleye Trading LLC$60.0B AUM | 0.00% | $189,000 | 14.8K | Q2 2019OLDER |
| CIBC WORLD MARKET INC.$61.3B AUM | 0.00% | $332,000 | 23.8K | Q4 2019OLDER |
| RAYMOND JAMES & ASSOCIATES$164.1B AUM | 0.00% | $1M | 75.3K | Q4 2019OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $187,000 | 13.4K | Q4 2019OLDER |
| Advisor Group, Inc.$14.5B AUM | 0.00% | $142,000 | 10.2K | Q4 2019OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $2M | 115.5K | Q4 2019OLDER |
| Raymond James Financial Services Advisors, Inc.$75.1B AUM | 0.00% | $143,000 | 10.5K | Q3 2019OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $344,000 | 26.8K | Q2 2019OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $6,000 | 594 | Q2 2019OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $5,000 | 360 | Q4 2019OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $7,000 | 500 | Q3 2019OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $1,000 | 45 | Q4 2019OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.