SEC 13F Intelligence

BLACKROCK CAP INVT CORP

CUSIP 092533AC2

Blackrock Cap Invt Corp has 31 institutional holders in Filings Flow’s 13F database, together reporting 105.83M shares worth $114M as of Q4 2021. The largest reported holders are Radcliffe Capital Management, L.P., Rivernorth Capital Management, LLC, and Victory Capital Management Inc.

Institutional Holders
31
Q4 2021
Reported Value
$114M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q4 ’18: 31Q4 ’18Q1 ’19: 26Q1 ’19Q2 ’19: 30Q2 ’19Q3 ’19: 26Q3 ’19Q2 ’21: 31Q2 ’21Q4 ’21: 31Q4 ’21filingsflow.com
Total reported value
Q4 ’18: $163MQ4 ’18Q1 ’19: $153MQ1 ’19Q2 ’19: $153MQ2 ’19Q3 ’19: $173MQ3 ’19Q2 ’21: $111MQ2 ’21Q4 ’21: $114MQ4 ’21filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Radcliffe Capital Management, L.P.$1.3B AUM1.25%$55M54.72MQ1 2022OLDER
Strengthening Families & Communities, LLC$401M AUM1.22%$2M2.00MQ2 2022
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM1.04%$27M27.19MQ1 2022OLDER
INCOME RESEARCH & MANAGEMENT$169M AUM0.33%$845,000840.0KQ1 2022OLDER
Sculati Wealth Management, LLC$271M AUM0.15%$312,000310.0KQ1 2022OLDER
PFG Private Wealth Management, LLC$236M AUM0.12%$241,000240.0KQ1 2022OLDER
Buttonwood Financial Advisors Inc.$299M AUM0.07%$80,00080.0KQ1 2022OLDER
OAKTREE CAPITAL MANAGEMENT LP$6.6B AUM0.07%$7M6.71MQ1 2022OLDER
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$19.6B AUM0.07%$7M7.09MQ1 2022OLDER
Midwest Heritage Bank, FSB$312M AUM0.04%$50,00050.0KQ1 2022OLDER
PIPER SANDLER & CO.$102M AUM0.04%$50,00050.0KQ1 2022OLDER
Eukles Asset Management$224M AUM0.03%$60,00060.0KQ1 2022OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.01%$12M12.31MQ1 2022OLDER
Paulson Wealth Management Inc.$427M AUM0.01%$25,00025.0KQ1 2022OLDER
HOHIMER WEALTH MANAGEMENT, LLC$847M AUM0.01%$50,00050.0KQ1 2022OLDER
Lebenthal Global Advisors, LLC$688M AUM0.01%$20,00020.0KQ1 2022OLDER
RWC Asset Management LLP$2.4B AUM0.01%$304,000300.0KQ4 2021OLDER
Alpha Cubed Investments, LLC$2.9B AUM0.01%$101,000100.0KQ1 2022OLDER
Neuberger Berman Group LLC$131.4B AUM0.01%$8M75.0KQ1 2022OLDER
Fairhaven Wealth Management, LLC$320M AUM0.01%$15,00015.0KQ1 2022OLDER
SCHRODER INVESTMENT MANAGEMENT GROUP$122.0B AUM0.00%$3M3.00MQ1 2022OLDER
Strategic Blueprint, LLC$1.7B AUM0.00%$25,00025.0KQ3 2021OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$2M1.86MQ1 2022OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.00%$50,00050.0KQ1 2022OLDER
Tidal Investments LLC$47.4B AUM0.00%$101,000100.0KQ1 2022OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$503,0005.0KQ1 2022OLDER
FIRST HAWAIIAN BANK$790M AUM0.00%$75,00075.0KQ1 2022OLDER
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$151,000150.0KQ1 2022OLDER
Clear Creek Financial Management, LLC$1.3B AUM0.00%$11,00011.0KQ1 2022OLDER
U.S. Capital Wealth Advisors, LLC$4.0B AUM0.00%$30,00030.0KQ1 2022OLDER
Atria Wealth Solutions, Inc.$4.4B AUM0.00%$34,00033.0KQ1 2022OLDER
UMB Bank, n.a.$7.2B AUM0.00%$25,00025.0KQ1 2022OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$5,0005.0KQ4 2021OLDER
LPL Financial LLC$376.6B AUM0.00%$259,000258.0KQ1 2022OLDER
M&T BANK CORP$29.2B AUM0.00%$51,00050.0KQ4 2021OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$93,00093.0KQ1 2022OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$131,000130.0KQ1 2022OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.00%$10,00010.0KQ1 2022OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$28,00028.0KQ1 2022OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$35,00035.2KQ1 2022OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.