SEC 13F Intelligence

BARON ETF TR

CUSIP 06829D503

Baron Etf Tr has 27 institutional holders in Filings Flow’s 13F database, together reporting 3.34M shares worth $79M as of Q1 2026. The largest reported holders are Northwestern Mutual Wealth Management Co, Lpl Financial LLC, and Vestgen Advisors, LLC.

Institutional Holders
27
Q1 2026
Reported Value
$79M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 26Q4 ’25Q1 ’26: 27Q1 ’26Q2 ’26: 3Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $78MQ4 ’25Q1 ’26: $79MQ1 ’26Q2 ’26: $954,618Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
MADDEN SECURITIES Corp$333M AUM0.91%$3M129.8KQ1 2026OLDER
Pursuit Wealth Management LLC$116M AUM0.44%$508,55120.2KQ4 2025OLDER
Joseph P. Lucia & Associates, LLC$280M AUM0.34%$940,02240.3KQ1 2026OLDER
HC Advisors, LLC$149M AUM0.16%$226,6459.0KQ4 2025OLDER
VestGen Advisors, LLC$3.8B AUM0.14%$5M178.3KQ1 2026OLDER
A&I FINANCIAL SERVICES, LLC$230M AUM0.12%$280,6708.6KQ2 2026
Rollins Financial Advisors, LLC$632M AUM0.08%$483,90320.7KQ1 2026OLDER
Zuckerman Investment Group, LLC$1.1B AUM0.07%$715,78830.7KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.03%$50M2.16MQ1 2026OLDER
Essex Financial Services, Inc.$1.8B AUM0.03%$490,83221.0KQ1 2026OLDER
Procyon Advisors, LLC$2.3B AUM0.02%$514,23715.8KQ2 2026
Orion Porfolio Solutions, LLC$11.7B AUM0.01%$692,01729.7KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$1M60.2KQ1 2026OLDER
Key FInancial Inc$562M AUM0.00%$23,3281.0KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$3M113.7KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.00%$205,9448.8KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$7M303.2KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$689,99629.6KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$31,5741.3KQ4 2025OLDER
Arax Advisory Partners$3.5B AUM0.00%$11,361487Q1 2026OLDER
COUNTRY TRUST BANK$5.3B AUM0.00%$14,720631Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M70.4KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$89,0453.8KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$55,7532.2KQ4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$93,2674.0KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$836,80133.3KQ4 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$3,313142Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$613,64724.4KQ4 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$4,396175Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$33,3781.4KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$10,675425Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$42717Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.