B RILEY PRINCIPAL 150 MERGER
CUSIP 05601V111
B Riley Principal 150 Merger has 34 institutional holders in Filings Flow’s 13F database, together reporting 1.97M shares worth $4M as of Q4 2021. The largest reported holders are Marshall Wace, LLP, K2 Principal Fund, L.P., and Diameter Capital Partners LP.
Institutional Holders
34
Q4 2021
Reported Value
$4M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Northern Right Capital Management, L.P.$281M AUM | 0.08% | $177,000 | 196.7K | Q1 2022OLDER |
| K2 PRINCIPAL FUND, L.P.$1.4B AUM | 0.04% | $450,000 | 582.7K | Q3 2021OLDER |
| JCP Investment Management, LLC$150M AUM | 0.02% | $35,000 | 38.3K | Q1 2022OLDER |
| CANNELL CAPITAL LLC$163M AUM | 0.02% | $116,000 | 150.7K | Q3 2021OLDER |
| Diameter Capital Partners LP$1.1B AUM | 0.01% | $240,000 | 165.5K | Q4 2021OLDER |
| Governors Lane LP$1.6B AUM | 0.01% | $180,000 | 200.0K | Q1 2022OLDER |
| GRATIA CAPITAL, LLC$227M AUM | 0.01% | $7,000 | 18.7K | Q2 2022 |
| Alta Fundamental Advisers LLC$265M AUM | 0.01% | $18,000 | 23.3K | Q3 2021OLDER |
| Bulldog Investors, LLP$445M AUM | 0.01% | $30,000 | 33.8K | Q1 2022OLDER |
| Nokomis Capital, L.L.C.$349M AUM | 0.01% | $17,000 | 44.8K | Q2 2022 |
| Black Maple Capital Management LP$179M AUM | 0.01% | $9,000 | 11.6K | Q3 2021OLDER |
| Bleichroeder LP$579M AUM | 0.01% | $28,000 | 75.0K | Q2 2022 |
| MARSHALL WACE, LLP$100.4B AUM | 0.01% | $3M | 285.0K | Q1 2022OLDER |
| CVI Holdings, LLC$116M AUM | 0.00% | $60,000 | 41.7K | Q4 2021OLDER |
| Nantahala Capital Management, LLC$2.7B AUM | 0.00% | $69,000 | 185.7K | Q2 2022 |
| PERISCOPE CAPITAL INC.$902M AUM | 0.00% | $115,000 | 144.4K | Q3 2021OLDER |
| ARISTEIA CAPITAL, L.L.C.$4.8B AUM | 0.00% | $170,000 | 114.3K | Q4 2021OLDER |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC$3.1B AUM | 0.00% | $97,000 | 260.9K | Q2 2022 |
| TUDOR INVESTMENT CORP ET AL$53.9B AUM | 0.00% | $73,000 | 81.2K | Q1 2022OLDER |
| BLOOM TREE PARTNERS, LLC$215M AUM | 0.00% | $7,000 | 18.6K | Q2 2022 |
| PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM | 0.00% | $61,000 | 79.4K | Q3 2021OLDER |
| Context Capital Management, LLC$4.3B AUM | 0.00% | $21,000 | 56.6K | Q2 2022 |
| MMCAP International Inc. SPC$1.2B AUM | 0.00% | $21,000 | 14.7K | Q4 2021OLDER |
| Shay Capital LLC$1.2B AUM | 0.00% | $6,000 | 15.8K | Q2 2022 |
| Walleye Capital LLC$24.0B AUM | 0.00% | $39,000 | 105.1K | Q2 2022 |
| Skaana Management L.P.$296M AUM | 0.00% | $4,000 | 10.3K | Q2 2022 |
| Yakira Capital Management, Inc.$342M AUM | 0.00% | $5,000 | 13.2K | Q2 2022 |
| Polar Asset Management Partners Inc.$5.0B AUM | 0.00% | $63,000 | 81.3K | Q3 2021OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $62,000 | 43.1K | Q4 2021OLDER |
| GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM | 0.00% | $4,000 | 10.8K | Q2 2022 |
| Woodline Partners LP$26.4B AUM | 0.00% | $27,000 | 33.3K | Q3 2021OLDER |
| Sculptor Capital LP$9.6B AUM | 0.00% | $35,000 | 100.0K | Q2 2022 |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/$190M AUM | 0.00% | $5,000 | 16.7K | Q2 2022 |
| AQR Arbitrage LLC$6.1B AUM | 0.00% | $13,000 | 40.3K | Q2 2022 |
| KIM, LLC$976M AUM | 0.00% | $5,000 | 15.2K | Q2 2022 |
| ADAGE CAPITAL PARTNERS GP, L.L.C.$64.8B AUM | 0.00% | $78,000 | 100.8K | Q3 2021OLDER |
| CLEAR STREET LLC$25.1B AUM | 0.00% | $2,000 | 6.3K | Q2 2022 |
| GABELLI FUNDS LLC$14.8B AUM | 0.00% | $6,000 | 16.9K | Q2 2022 |
| PEAK6 Investments LLC$44.8B AUM | 0.00% | $17,000 | 21.7K | Q3 2021OLDER |
| CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM | 0.00% | $13,000 | 16.7K | Q3 2021OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $3,000 | 8.9K | Q2 2022 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $10,000 | 6.9K | Q4 2021OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $27,000 | 72.8K | Q2 2022 |
| Neuberger Berman Group LLC$131.4B AUM | 0.00% | $12,000 | 32.6K | Q2 2022 |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $10,000 | 30.4K | Q2 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $32,000 | 98.4K | Q2 2022 |
| UBS Group AG$666.3B AUM | 0.00% | $1,000 | 740 | Q1 2022OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.