APOLLO TACTICAL INCOME FD IN
CUSIP 037638103
Apollo Tactical Income Fd In has 51 institutional holders in Filings Flow’s 13F database, together reporting 2.78M shares worth $28M as of Q4 2022. The largest reported holders are Pathstone Holdings, LLC, Foundations Investment Advisors, LLC, and Advisor Partners II, LLC.
Institutional Holders
51
Q4 2022
Reported Value
$28M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Citizens Business Bank$610M AUM | 0.24% | $1M | 80.0K | Q1 2024OLDER |
| Capital Market Strategies LLC$144M AUM | 0.20% | $315,678 | 21.6K | Q2 2024 |
| Bulldog Investors, LLP$445M AUM | 0.17% | $521,755 | 37.4K | Q4 2023OLDER |
| ADVISOR PARTNERS II, LLC$2.5B AUM | 0.16% | $4M | 296.3K | Q3 2023OLDER |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$340M AUM | 0.14% | $345,358 | 23.6K | Q2 2024 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM | 0.13% | $1M | 111.4K | Q3 2023OLDER |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM | 0.11% | $236,161 | 16.9K | Q4 2023OLDER |
| FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM | 0.10% | $4M | 282.6K | Q2 2024 |
| FourThought Financial Partners, LLC$1.2B AUM | 0.09% | $714,398 | 51.2K | Q4 2023OLDER |
| Tyche Wealth Partners LLC$648M AUM | 0.08% | $329,210 | 22.5K | Q2 2024 |
| Congress Park Capital LLC$326M AUM | 0.08% | $178,750 | 12.5K | Q1 2024OLDER |
| NOTTINGHAM ADVISORS, INC.$777M AUM | 0.05% | $454,140 | 31.0K | Q2 2024 |
| Quarry LP$558M AUM | 0.05% | $209,909 | 15.7K | Q3 2023OLDER |
| Hennion & Walsh Asset Management, Inc.$3.5B AUM | 0.05% | $796,739 | 57.1K | Q4 2023OLDER |
| Alpine Global Management, LLC$668M AUM | 0.04% | $248,880 | 17.0K | Q2 2024 |
| Pathstone Holdings, LLC$25.1B AUM | 0.04% | $9M | 621.6K | Q2 2024 |
| Sovereign Financial Group, Inc.$576M AUM | 0.04% | $150,864 | 10.3K | Q2 2024 |
| HARTLINE INVESTMENT CORP/$909M AUM | 0.03% | $192,999 | 13.5K | Q1 2024OLDER |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM | 0.03% | $201,557 | 13.8K | Q2 2024 |
| Anfield Capital Management, LLC$363M AUM | 0.03% | $64,123 | 4.4K | Q2 2024 |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.03% | $281,466 | 19.2K | Q2 2024 |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.02% | $4M | 240.5K | Q2 2024 |
| CLOUGH CAPITAL PARTNERS L P$1.0B AUM | 0.02% | $209,909 | 15.7K | Q3 2023OLDER |
| STEPHENS INC /AR/$8.0B AUM | 0.02% | $1M | 87.5K | Q2 2024 |
| Capital Investment Advisors, LLC$6.8B AUM | 0.02% | $770,650 | 52.6K | Q2 2024 |
| Moors & Cabot, Inc.$2.3B AUM | 0.01% | $254,898 | 17.8K | Q1 2024OLDER |
| PFG Investments, LLC$2.1B AUM | 0.01% | $153,447 | 10.5K | Q2 2024 |
| Westchester Capital Management, LLC$2.2B AUM | 0.01% | $300,308 | 21.5K | Q4 2023OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.01% | $374,418 | 25.6K | Q2 2024 |
| CoreCap Advisors, LLC$3.4B AUM | 0.01% | $144,666 | 11.4K | Q4 2023OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $395,068 | 28.3K | Q4 2023OLDER |
| FinTrust Capital Advisors, LLC$591M AUM | 0.01% | $38,577 | 2.6K | Q2 2024 |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.01% | $35,356 | 2.4K | Q2 2024 |
| Avior Wealth Management, LLC$3.8B AUM | 0.00% | $107,750 | 7.4K | Q2 2024 |
| Atria Wealth Solutions, Inc.$4.4B AUM | 0.00% | $362,960 | 26.0K | Q4 2023OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $2M | 121.5K | Q2 2024 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $443,080 | 30.3K | Q2 2024 |
| REGIONS FINANCIAL CORP$15.4B AUM | 0.00% | $292,800 | 20.0K | Q2 2024 |
| Carmel Capital Partners, LLC$277M AUM | 0.00% | $4,011 | 300 | Q3 2023OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $3M | 175.3K | Q2 2024 |
| FIRST TRUST ADVISORS LP$140.0B AUM | 0.00% | $1M | 78.2K | Q3 2023OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $773 | 52.8K | Q2 2024 |
| Apollo Management Holdings, L.P.$7.6B AUM | 0.00% | $76,655 | 5.2K | Q2 2024 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $410,202 | 28.0K | Q2 2024 |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $609,666 | 42.6K | Q1 2024OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $3M | 217.7K | Q2 2024 |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $6,098 | 417 | Q2 2024 |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $269,205 | 18.4K | Q2 2024 |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $11,629 | 833 | Q4 2023OLDER |
| RAYMOND JAMES & ASSOCIATES$164.1B AUM | 0.00% | $425,535 | 29.1K | Q2 2024 |
| AMERICAN NATIONAL BANK & TRUST$1.0B AUM | 0.00% | $1,661 | 119 | Q4 2023OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $33,662 | 2.3K | Q2 2024 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $377,112 | 25.8K | Q2 2024 |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $28,680 | 2.0K | Q2 2024 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $1,688 | 115 | Q2 2024 |
| UBS Group AG$666.3B AUM | 0.00% | $314,072 | 21.5K | Q2 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $43,470 | 3.1K | Q4 2023OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $151,480 | 10.3K | Q2 2024 |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $32,384 | 2.2K | Q2 2024 |
| COMERICA BANK$25.1B AUM | 0.00% | $767 | 52 | Q2 2024 |
| ASSETMARK, INC$49.0B AUM | 0.00% | $337 | 23 | Q2 2024 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.