SEC 13F Intelligence

ALZA CORP

CUSIP 02261WAB5

Alza Corp has 12 institutional holders in Filings Flow’s 13F database, together reporting 30.31M shares worth $59M as of Q2 2020. The largest reported holders are Victory Capital Management Inc, Mackay Shields LLC, and Income Research & Management.

Institutional Holders
12
Q2 2020
Reported Value
$59M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q1 ’19: 13Q1 ’19Q2 ’19: 14Q2 ’19Q3 ’19: 15Q3 ’19Q4 ’19: 15Q4 ’19Q1 ’20: 15Q1 ’20Q2 ’20: 12Q2 ’20filingsflow.com
Total reported value
Q1 ’19: $94MQ1 ’19Q2 ’19: $95MQ2 ’19Q3 ’19: $96MQ3 ’19Q4 ’19: $96MQ4 ’19Q1 ’20: $95MQ1 ’20Q2 ’20: $59MQ2 ’20filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.04%$26M13.58MQ2 2020
MACKAY SHIELDS LLC$2.7B AUM0.17%$21M11.09MQ2 2020
INCOME RESEARCH & MANAGEMENT$169M AUM7.03%$14M7.34MQ1 2020OLDER
CONNING INC.$3.0B AUM0.18%$4M2.40MQ1 2020OLDER
ZAZOVE ASSOCIATES LLC$1.2B AUM0.40%$3M1.50MQ2 2020
SHENKMAN CAPITAL MANAGEMENT INC$831M AUM0.38%$3M1.39MQ2 2020
ADVENT CAPITAL MANAGEMENT /DE/$3.6B AUM0.06%$3M1.38MQ2 2020
KEMPER Corp$1,199 AUM0.23%$1M500.0KQ1 2020OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.05%$966,000500.0KQ2 2020
Calamos Advisors LLC$28.2B AUM0.01%$866,000447.0KQ2 2020
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$580,000300.0KQ2 2020
SSI INVESTMENT MANAGEMENT LLC$1.4B AUM0.02%$195,000101.0KQ2 2020
FIRST HAWAIIAN BANK$790M AUM0.00%$29,00015.0KQ2 2020
UBS Group AG$666.3B AUM0.00%$10,0005.0KQ2 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.