SEC 13F Intelligence

ALLIANZGI CON INCM 2024 TARG

CUSIP 01883H102

Allianzgi Con Incm 2024 Targ has 22 institutional holders in Filings Flow’s 13F database, together reporting 2.60M shares worth $24M as of Q3 2019. The largest reported holders are Wealth Quarterback LLC, Punch & Associates Investment Management, Inc., and Ubs Group AG.

Institutional Holders
22
Q3 2019
Reported Value
$24M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 19Q4 ’18Q1 ’19: 20Q1 ’19Q2 ’19: 22Q2 ’19Q3 ’19: 22Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $33MQ4 ’18Q1 ’19: $31MQ1 ’19Q2 ’19: $28MQ2 ’19Q3 ’19: $24MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.63%$9M908.0KQ4 2020
Shaker Financial Services, LLC$287M AUM0.43%$1M102.7KQ4 2020
E&G Advisors, LP$449M AUM0.20%$657,00065.8KQ4 2020
Chicago Partners Investment Group LLC$4.5B AUM0.18%$2M187.6KQ4 2020
Arlington Capital Management, Inc.$177M AUM0.14%$100,00010.0KQ4 2020
Royal Fund Management, LLC$1.1B AUM0.05%$242,00024.2KQ4 2020
Kingsview Wealth Management, LLC$7.3B AUM0.05%$483,00054.4KQ2 2020OLDER
Cypress Wealth Services, LLC$708M AUM0.04%$200,00020.0KQ4 2020
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.03%$182,00018.2KQ4 2020
CONTRAVISORY INVESTMENT MANAGEMENT, INC.$566M AUM0.02%$38,0005.0KQ1 2020OLDER
Wealth Quarterback LLC$254M AUM0.02%$17M2.2KQ1 2020OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.01%$248,00024.8KQ4 2020
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$565,00056.5KQ4 2020
Arkadios Wealth Advisors$6.1B AUM0.01%$48,0004.9KQ4 2020
Curi Capital, LLC$5.6B AUM0.01%$158,00017.9KQ3 2020OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$1M117.9KQ4 2020
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$972,00097.3KQ4 2020
UBS Group AG$666.3B AUM0.00%$2M211.7KQ4 2020
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$544,00054.5KQ4 2020
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$73,0007.4KQ4 2020
SYNOVUS FINANCIAL CORP$8.7B AUM0.00%$35,0004.0KQ2 2020OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$391,00044.5KQ3 2020OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$118,00011.9KQ4 2020
BROWN BROTHERS HARRIMAN & CO$18.6B AUM0.00%$38,0005.0KQ1 2020OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$857,00085.8KQ4 2020
Rockefeller Capital Management L.P.$56.4B AUM0.00%$29,0003.0KQ4 2020
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$82,0008.2KQ4 2020
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$55,0005.5KQ4 2020
CWM, LLC$38.1B AUM0.00%$3,000333Q3 2020OLDER
BARCLAYS PLC$416.3B AUM0.00%$26,0002.7KQ3 2020OLDER
Winslow, Evans & Crocker, Inc.$528M AUM$030.8KQ4 2020

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.