SEC 13F Intelligence

ARK ETF TR

CUSIP 00214Q609

Ark Etf Tr has 51 institutional holders in Filings Flow’s 13F database, together reporting 315.5K shares worth $8M as of Q1 2026. The largest reported holders are Ubs Group AG, Stifel Financial Corp, and Lpl Financial LLC.

Institutional Holders
51
Q1 2026
Reported Value
$8M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 11Q4 ’18Q1 ’19: 14Q2 ’19: 13Q2 ’19Q3 ’19: 11Q2 ’21: 69Q2 ’21Q4 ’21: 66Q4 ’22: 42Q4 ’22Q4 ’25: 45Q1 ’26: 51Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $402MQ4 ’18Q1 ’19: $3MQ2 ’19: $3MQ2 ’19Q3 ’19: $3MQ2 ’21: $240MQ2 ’21Q4 ’21: $22MQ4 ’22: $15MQ4 ’22Q4 ’25: $5MQ1 ’26: $8MQ1 ’26Q2 ’26: $620,381filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Ackerman Asset Management, LLC$143M AUM0.33%$466,38917.3KQ1 2026OLDER
Calydon Capital$613M AUM0.07%$450,91016.8KQ1 2026OLDER
Fortitude Family Office, LLC$448M AUM0.05%$205,9426.9KQ4 2025OLDER
WealthCollab, LLC$243M AUM0.04%$87,7333.3KQ1 2026OLDER
INSPIRION WEALTH ADVISORS, LLC$874M AUM0.04%$308,40010.0KQ2 2026
TWO SIGMA SECURITIES, LLC$861M AUM0.03%$223,7328.3KQ1 2026OLDER
Signature Equity Partners, LLC$186M AUM0.02%$36,5301.4KQ1 2026OLDER
Global Assets Advisory, LLC$349M AUM0.02%$61,2852.7KQ1 2026OLDER
Register Financial Advisors LLC$271M AUM0.01%$29,1201.0KQ3 2025OLDER
Provenance Wealth Advisors, LLC$945M AUM0.01%$92,8203.4KQ1 2026OLDER
FIRST NATIONAL TRUST CO$2.9B AUM0.01%$200,8606.7KQ4 2025OLDER
Activest Wealth Management$569M AUM0.01%$29,8161.1KQ1 2026OLDER
Rialto Wealth Management, LLC$445M AUM0.00%$17,202639Q1 2026OLDER
Arlington Trust Co LLC$1.2B AUM0.00%$18,075595Q2 2026
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$247,3689.2KQ1 2026OLDER
Milestone Investment Advisors LLC$414M AUM0.00%$5,008186Q1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$1M43.1KQ1 2026OLDER
Abound Wealth Management$504M AUM0.00%$4,281159Q1 2026OLDER
SHP Wealth Management$1.3B AUM0.00%$11,656433Q1 2026OLDER
MONTAG A & ASSOCIATES INC$2.2B AUM0.00%$13,862476Q3 2025OLDER
Arax Advisory Partners$3.5B AUM0.00%$21,536800Q1 2026OLDER
Grove Bank & Trust$1.0B AUM0.00%$6,076200Q2 2026
Advisory Services Network, LLC$7.5B AUM0.00%$44,4631.7KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$108,3323.6KQ4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$15,006494Q2 2026
McIlrath & Eck, LLC$1.3B AUM0.00%$5,572207Q1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$19,167712Q1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$2,50493Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$36,2521.3KQ1 2026OLDER
Atlantic Edge Private Wealth Management, LLC$407M AUM0.00%$1,34650Q1 2026OLDER
Ashton Thomas Private Wealth, LLC$4.2B AUM0.00%$12,922480Q1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$942,99035.0KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$162,1126.0KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$219,9908.2KQ1 2026OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$80,4913.0KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$853,12531.7KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$1M46.4KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$93,3593.5KQ1 2026OLDER
CVA Family Office, LLC$950M AUM0.00%$1,34650Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$18,765697Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$12,384460Q1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$11,097412Q1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$3,553132Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$272,78710.1KQ2 2026
MORGAN STANLEY$1.67T AUM0.00%$807,51027.0KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$556,65120.7KQ1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$43,7451.6KQ1 2026OLDER
AlphaCore Capital LLC$4.2B AUM0.00%$1,61560Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$246,6768.5KQ3 2025OLDER
ALBION FINANCIAL GROUP /UT$1.5B AUM0.00%$40815Q1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$8,211300Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$6,795252Q1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$31110Q4 2025OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$13,567504Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$35,0001.3KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$5,465203Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$1,88470Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$38913Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$1204Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.