ALPS ETF TR
CUSIP 00162Q445
Alps Etf Tr has 18 institutional holders in Filings Flow’s 13F database, together reporting 283.2K shares worth $8M as of Q1 2026. The largest reported holders are Ellsworth Advisors, LLC, Kestra Private Wealth Services, LLC, and Independent Financial Group, LLC.
Institutional Holders
18
Q1 2026
Reported Value
$8M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Ellsworth Advisors, LLC$609M AUM | 0.80% | $5M | 159.1K | Q2 2026 |
| Arete Wealth Advisors, LLC$1.3B AUM | 0.08% | $1,255 | 47.7K | Q4 2025OLDER |
| Fermata Advisors, LLC$495M AUM | 0.05% | $268,383 | 8.8K | Q2 2026 |
| Park Edge Advisors, LLC$434M AUM | 0.05% | $217,835 | 8.0K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM | 0.03% | $823,313 | 30.2K | Q1 2026OLDER |
| Advisor OS, LLC$1.4B AUM | 0.03% | $326,800 | 12.2K | Q3 2025OLDER |
| Main Street Group, LTD$340M AUM | 0.02% | $83,401 | 3.0K | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.01% | $891,282 | 32.6K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.01% | $261,729 | 9.6K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.00% | $224,198 | 8.2K | Q1 2026OLDER |
| &PARTNERS$20.2B AUM | 0.00% | $452,843 | 16.6K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $55,730 | 2.0K | Q1 2026OLDER |
| Wealth Watch Advisors, INC$239M AUM | 0.00% | $946 | 36 | Q4 2025OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $20,048 | 748 | Q3 2025OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $314,474 | 11.5K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $37,674 | 1.4K | Q4 2025OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $2,844 | 104 | Q1 2026OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $85,215 | 3.1K | Q1 2026OLDER |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $4,861 | 185 | Q4 2025OLDER |
| Manchester Capital Management LLC$694M AUM | 0.00% | $161 | 6 | Q3 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $70,328 | 2.6K | Q3 2025OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $86 | 3 | Q3 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $300 | 11 | Q1 2026OLDER |
| VANGUARD ADVISERS INC$25.5B AUM | 0.00% | $82 | 3 | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $25 | 1 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $109 | 4 | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $31 | 1 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.