SEC 13F Intelligence

AB ACTIVE ETFS INC

CUSIP 00039J608

AB Active Etfs Inc has 57 institutional holders in Filings Flow’s 13F database, together reporting 7.50M shares worth $279M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Wagner Wealth Management, LLC, and Arkadios Wealth Advisors.

Institutional Holders
57
Q1 2026
Reported Value
$279M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 56Q4 ’25Q1 ’26: 57Q1 ’26Q2 ’26: 5Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $246MQ4 ’25Q1 ’26: $279MQ1 ’26Q2 ’26: $3MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Anderson Financial Strategies, LLC$182M AUM5.00%$9M243.7KQ1 2026OLDER
Wagner Wealth Management, LLC$495M AUM4.96%$25M661.0KQ1 2026OLDER
Fjell Capital, LLC$130M AUM1.41%$2M49.4KQ1 2026OLDER
Advisory Resource Group$581M AUM0.84%$5M130.9KQ1 2026OLDER
RHODES INVESTMENT ADVISORS INC /ADV$116M AUM0.60%$696,38318.7KQ1 2026OLDER
BETO FINANCIAL GROUP, LLC$171M AUM0.43%$740,56519.8KQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.40%$24M656.1KQ1 2026OLDER
Redwood Financial Network Corp$153M AUM0.28%$425,40811.4KQ1 2026OLDER
SageGuard Financial Group, LLC$646M AUM0.22%$1M38.8KQ1 2026OLDER
Good Steward Wealth Advisors,LLC$156M AUM0.21%$297,8857.8KQ3 2025OLDER
Platform Technology Partners$519M AUM0.18%$908,88624.4KQ1 2026OLDER
M.E. ALLISON & CO., INC.$174M AUM0.17%$298,7208.0KQ2 2026
Sage Advisory Services, Ltd.Co.$183M AUM0.15%$277,0007.4KQ1 2026OLDER
RETIREMENT PLANNING GROUP, LLC / NY$155M AUM0.15%$225,2436.1KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.13%$6M151.7KQ1 2026OLDER
VICTORY FINANCIAL GROUP, LLC$814M AUM0.12%$953,93925.6KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.10%$3M69.1KQ2 2026
TFB Advisors LLC$191M AUM0.09%$337,4689.0KQ4 2025OLDER
BITTERROOT CAPITAL ADVISORS LLC$165M AUM0.06%$101,7602.7KQ1 2026OLDER
MMA ASSET MANAGEMENT LLC$284M AUM0.06%$166,5764.4KQ3 2025OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.05%$5M129.8KQ1 2026OLDER
GREENWOOD CAPITAL ASSOCIATES LLC$908M AUM0.05%$415,90511.0KQ3 2025OLDER
ASSETMARK, INC$49.0B AUM0.03%$17M449.5KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.03%$105M2.82MQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.03%$281,5657.6KQ1 2026OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.02%$1M31.7KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$952,36625.6KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.01%$4M117.0KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$22M590.6KQ1 2026OLDER
Sigma Planning Corp$3.6B AUM0.01%$209,9835.5KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M88.3KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$1M31.1KQ1 2026OLDER
Perigon Wealth Management, LLC$5.5B AUM0.00%$237,5706.4KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.00%$202,9765.4KQ4 2025OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$11M295.9KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$555,55814.9KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$10M266.5KQ1 2026OLDER
Atria Investments, Inc$8.9B AUM0.00%$204,0225.4KQ4 2025OLDER
Vision Retirement, LLC$373M AUM0.00%$8,192218Q1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$12M313.1KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$683,26418.4KQ1 2026OLDER
Signature Equity Partners, LLC$186M AUM0.00%$3,38491Q1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$1M33.7KQ1 2026OLDER
UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM0.00%$202,4985.5KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$308,7948.2KQ4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$235,7176.3KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.00%$5,037136Q1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$51,8981.4KQ4 2025OLDER
Mariner, LLC$85.7B AUM0.00%$725,89319.5KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$451,04012.1KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$59315.6KQ3 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$303,9548.2KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$105,9172.8KQ1 2026OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.00%$7,041189Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M92.4KQ4 2025OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$28,200743Q3 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$3M91.0KQ3 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$93,6082.5KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$4,685126Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$2M51.1KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$102,4422.8KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$7,847211Q2 2026
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$1,05328Q1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$1,19732Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$61,1781.6KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$3,34790Q2 2026
VANGUARD ADVISERS INC$25.5B AUM0.00%$2,52968Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$74,8592.0KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$23,355628Q2 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$6,000161Q4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$1,30235Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.