SEC 13F Intelligence

Managers / Q1 2026

Ballast Financial Advisors LLC

CIK 0002109821 · 535 N CHURCH ST, STE 205, WEST CHESTER, PA, 19380 · 3022538437

Reported Value
$98M
Q1 2026
Positions
68
Filings on Record
2
2019–present window
Filed
May 14, 2026
original filing

Summary

Ballast Financial Advisors LLC reported $98M in U.S.-listed holdings across 68 positions for Q1 2026.

The portfolio is heavily concentrated: SCHZ alone accounts for 38.7% of reported value.

Compared with Q4 2025, the fund opened 2 new positions and exited 4.

Portfolio Metrics

Turnover
+3.4%
vs prior filed quarter
Top-10 Concentration
+90.6%
share of reported value
Largest Position
+38.7%
Schwab Strategic Tr
New / Exited
2 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’25: $97MQ4 ’25Q1 ’26: $98MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 97.0%Common Stock: 3.0%
  • ETP · 97.0% · $95M
  • Common Stock · 3.0% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NEMNEWMONT CORPNEW+2.4K2.4K+$260,480$260,480
SMMDISHARES TRNEW+2.7K2.7K+$208,944$208,944
SMCISUPER MICRO COMPUTER INCSOLD OUT10.0K0$292,700$0
NNENANO NUCLEAR ENERGY INCSOLD OUT10.0K0$240,100$0
BTCGRAYSCALE BITCOIN MINI TR ETSOLD OUT5.5K0$213,557$0
DFAUDIMENSIONAL ETF TRUSTSOLD OUT4.3K0$202,925$0
VBILVANGUARD INSTL INDEX FDTRIMMED6.3K4.8K$470,673$366,449
VTVANGUARD INTL EQUITY INDEX FADDED+7983.6K+$102,671$500,340

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

32 positions
#IssuerClass% PortfolioValueShares
1SCHZSCHWAB STRATEGIC TRUS AGGREGATE B · US LRG CAP ETF · FUNDAMENTAL INTL · INTL EQTY ETF · US LCAP GR ETF · US LCAP VA ETF · FUNDAMENTAL US L · INTL SCEQT ETF · FUNDAMENTAL EMER · US DIVIDEND EQ38.69%$38M1.36M
2ISTBISHARES TRCORE 1 5 YR USD · CORE MSCI TOTAL · RUS MID CAP ETF · ISHARES SEMICDTR · CORE DIV GRWTH · RUSEL 2500 ETF13.59%$13M248.7K
3VBKVANGUARD INDEX FDSSML CP GRW ETF · GROWTH ETF · SM CP VAL ETF · VALUE ETF · SMALL CP ETF · S&P 500 ETF SHS · LARGE CAP ETF · MID CAP ETF9.26%$9M30.4K
4AMERICAN CENTY ETF TRUS SML CP VALU · US LARGE CAP VLU8.78%$9M91.5K
5DFEMDIMENSIONAL ETF TRUSTEMERGING MKTS CO · INTL SMALL CAP E · US REAL ESTATE E · INTL SMALL CAP V · INTL CORE EQT MK · US CORE EQUITY 2 · US EQUITY MARKET7.08%$7M205.1K
6JCPBJ P MORGAN EXCHANGE TRADED FUS QUALTY FCTR · CORE PLUS BD ETF · ULTRA SHRT ETF4.83%$5M81.7K
7BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND2.36%$2M30.6K
8VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF2.29%$2M10.4K
9VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD2.05%$2M24.6K
10FBNDFIDELITY MERRIMACK STR TRhistory →TOTAL BD ETF1.63%$2M34.7K
11GBTCGRAYSCALE BITCOIN TRUST ETFSHS REP COM UT0.96%$937,07017.8K
12VIGIVANGUARD WHITEHALL FDSINTL DVD ETF · HIGH DIV YLD0.95%$924,6488.9K
13VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · FTSE EMR MKT ETF0.83%$806,0689.3K
14FVALFIDELITY COVINGTON TRUSTVLU FACTOR ETF0.66%$645,7169.3K
15SPYSTATE STR SPDR S&P 500 ETF TTR UNIT0.52%$504,664776
16SPDWSPDR INDEX SHS FDSSTATE STREET SPD0.49%$481,9269.0K
17QQQINVESCO QQQ TRUNIT SER 10.49%$474,867823
18GOOGLALPHABET INCCAP STK CL A0.48%$463,9321.6K
19TOTLSSGA ACTIVE ETF TRSTATE STREET DOU0.44%$427,93210.8K
20VBILVANGUARD INSTL INDEX FD0-3 MO TREAS BIL0.38%$366,4494.8K
21AAPLAPPLE INCCOM0.37%$362,5011.4K
22TJXTJX COS INC NEWCOM0.33%$325,0272.0K
23IONQIONQ INCCOM0.30%$288,30010.0K
24LLYELI LILLY & COCOM0.28%$275,931300
25XLUSELECT SECTOR SPDR TRSTATE STREET UTI0.28%$268,5905.9K
26NEMNEWMONT CORPCOM0.27%$260,4802.4K
27JPMJPMORGAN CHASE & COCOM0.26%$257,006874
28MSFTMICROSOFT CORPCOM0.24%$237,279641
29BACBANK AMERICA CORPCOM0.24%$233,2214.8K
30VXUSVANGUARD STAR FDSVG TL INTL STK F0.24%$231,8893.0K
31RBB FD INCF/M US TREASURY0.23%$220,1824.4K
32SMRNUSCALE PWR CORPCL A COM0.22%$218,96820.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$98M68May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$97M70Feb 17, 202613F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.