SEC 13F Intelligence

Managers / Q1 2026

Ballast Rock Private Wealth LLC

CIK 0002106928 · 460 KING ST, STE 200, CHARLESTON, SC, 29403 · 8002042513

Reported Value
$181M
Q1 2026
Positions
177
Filings on Record
2
2019–present window
Filed
Apr 16, 2026
original filing

Summary

Ballast Rock Private Wealth LLC reported $181M in U.S.-listed holdings across 177 positions for Q1 2026.

Its largest position, AAPL, represents 4.4% of the portfolio.

Compared with Q4 2025, the fund opened 18 new positions and exited 12.

Portfolio Metrics

Turnover
+9.2%
vs prior filed quarter
Top-10 Concentration
+26.3%
share of reported value
Largest Position
+4.4%
Apple
New / Exited
18 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’25: $160MQ4 ’25Q1 ’26: $181MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 79.3%Common Stock: 19.4%Closed-End Fund: 0.8%MLP: 0.3%Other: 0.3%
  • ETP · 79.3% · $143M
  • Common Stock · 19.4% · $35M
  • Closed-End Fund · 0.8% · $1M
  • MLP · 0.3% · $493,739
  • Other · 0.3% · $490,350

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMERICAN CENTY ETF TRNEW+39.6K39.6K+$2M$2M
ISHARES TRNEW+8.7K8.7K+$726,116$726,116
INNOVATOR ETFS TRUSTNEW+29.9K29.9K+$594,633$594,633
ISHARES TRNEW+2.8K2.8K+$537,643$537,643
ISHARES TRNEW+5.6K5.6K+$536,373$536,373
BLACKROCK ETF TRUST IINEW+9.5K9.5K+$494,247$494,247
INNOVATOR ETFS TRUSTNEW+9.3K9.3K+$426,694$426,694
RBB FUND TRUSTNEW+7.3K7.3K+$366,115$366,115

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

33 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRCALIF MUN BD ETF · CORE S&P500 ETF · SHRT NAT MUN ETF · CORE MSCI EAFE · MSCI EAFE ETF · RUSSELL 2000 ETF · CORE S&P MCP ETF · MSCI EMG MKT ETF · S&P 500 GRWT ETF9.73%$18M193.0K
2SCHWAB STRATEGIC TRUS LRG CAP ETF · INTL EQTY ETF · SHT TM US TRES · US BRD MKT ETF5.52%$10M400.0K
3AAPLAPPLE INChistory →COM4.43%$8M31.6K
4VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF4.23%$8M20.8K
5INNOVATOR ETFS TRUSTDEFINED WLT SHLD · QUITY MANAGD FLR · US EQTY PWR BUF4.09%$7M208.8K
6PGIM ETF TRAAA CLO ETF3.91%$7M137.4K
7DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT · CORE FIXED INCOM · INTL CORE EQT MK3.43%$6M144.8K
8VANGUARD CALIF TAX FREE FDSTAX EXEMPT BD FD2.72%$5M49.7K
9JANUS DETROIT STR TRHENDRSON AAA CL2.31%$4M82.6K
10STATE STR SPDR S&P 500 ETF TTR UNIT1.91%$3M5.3K
11JPMJPMORGAN CHASE & COhistory →COM1.88%$3M11.6K
12J P MORGAN EXCHANGE TRADED FUS QUALTY FCTR1.85%$3M54.6K
13NVDANVIDIA CORPORATIONhistory →COM1.69%$3M17.5K
14NDQINVESCO QQQ TRhistory →UNIT SER 11.50%$3M4.7K
15GQ9SPDR GOLD TRhistory →GOLD SHS1.42%$3M6.0K
16VANGUARD WHITEHALL FDSINTL DVD ETF1.30%$2M26.5K
17VANGUARD SCOTTSDALE FDSVNG RUS1000IDX1.25%$2M7.6K
18GOOGLALPHABET INChistory →CAP STK CL A1.20%$2M7.5K
19LRCXLAM RESEARCH CORPhistory →COM NEW1.15%$2M9.7K
20MSFTMICROSOFT CORPhistory →COM1.14%$2M5.6K
21XLESELECT SECTOR SPDR TRhistory →STATE STREET ENE1.12%$2M33.0K
22VANGUARD BD INDEX FDSINTERMED TERM1.11%$2M25.9K
23AMERICAN CENTY ETF TRCALIF MUN BD ETF1.09%$2M39.6K
24AMZNAMAZON COM INCCOM0.99%$2M8.6K
25AMATAPPLIED MATLS INCCOM0.98%$2M5.2K
26SCHWSCHWAB CHARLES CORPCOM0.86%$2M16.6K
27SPDR SERIES TRUSTSTATE STREET SPD0.85%$2M59.9K
28FIRST TR EXCHNG TRADED FD VIFT VEST U.S EQT0.81%$1M35.7K
29INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.72%$1M6.8K
30BLACKROCK ETF TRUSTISHARES US EQUIT0.71%$1M22.0K
31WISDOMTREE TRJAPN HEDGE EQT0.63%$1M7.2K
32VANGUARD WELLINGTON FDSHORT TRM TAX EX0.61%$1M11.0K
33VANGUARD SPECIALIZED FUNDSDIV APP ETF0.59%$1M5.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$181M177Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$160M171Feb 4, 202613F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.