Managers / Q1 2026
SIMS INVESTMENT MANAGEMENT, LLC
CIK 0002053807 · 3322 ERIE AVE, CINCINNATI, OH, 45208 · 513-278-7467
Summary
Sims Investment Management, LLC reported $272M in U.S.-listed holdings across 35 positions for Q1 2026.
The portfolio is heavily concentrated: Schwab Strategic Tr alone accounts for 31.1% of reported value.
Compared with Q4 2025, the fund opened 3 new positions and exited 10.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 92.5% · $252M
- Common Stock · 4.6% · $12M
- Closed-End Fund · 2.8% · $8M
- Other · 0.1% · $275,180
Quarter-over-Quarter Changes full breakdown →
vs Q4 2025 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| VTVVANGUARD INDEX FDS | NEW | +22.7K | 22.7K | +$4M | $4M |
| XSSPXNUVEEN S&P 500 DYNAMIC OVERW | NEW | +50.5K | 50.5K | +$810,924 | $810,924 |
| FUNSIX FLAGS ENTERTAINMENT CORP | NEW | +33.0K | 33.0K | +$585,750 | $585,750 |
| NVDANVIDIA CORPORATION | SOLD OUT | −5.9K | 0 | −$1M | $0 |
| NUVEEN S&P 500 BUY-WRITE INC | SOLD OUT | −60.1K | 0 | −$867,844 | $0 |
| MSFTMICROSOFT CORP | SOLD OUT | −1.5K | 0 | −$797,643 | $0 |
| GOOGLALPHABET INC | SOLD OUT | −2.0K | 0 | −$477,692 | $0 |
| AMZNAMAZON COM INC | SOLD OUT | −2.0K | 0 | −$435,434 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2026
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | US LRG CAP ETF · US SML CAP ETF · US DIVIDEND EQ · SHT TM US TRES · US MID-CAP ETF | 60.02% | $163M | 6.05M |
| 2 | GLOBAL X FDS | NASDAQ 100 COVER · S&P 500 COVERED | 13.38% | $36M | 1.58M |
| 3 | JOHN HANCOCK EXCHANGE TRADED | MULTIFACTR SML | 5.51% | $15M | 349.4K |
| 4 | INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 4.21% | $11M | 48.2K |
| 5 | VTVVANGUARD INDEX FDS | VALUE ETF · S&P 500 ETF SHS · TOTAL STK MKT · SMALL CP ETF | 2.62% | $7M | 28.2K |
| 6 | NDQINVESCO QQQ TRhistory → | UNIT SER 1 | 2.26% | $6M | 10.6K |
| 7 | EATON VANCE TAX-MANAGED BUY- | COM | 1.95% | $5M | 387.9K |
| 8 | VANECK ETF TRUST | SEMICONDUCTR ETF | 1.59% | $4M | 11.3K |
| 9 | ISHARES TR | 20 YR TR BD ETF · SP SMCP600VL ETF | 1.53% | $4M | 47.2K |
| 10 | UBERUBER TECHNOLOGIES INChistory → | COM | 1.27% | $3M | 47.9K |
| 11 | VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 0.98% | $3M | 33.7K |
| 12 | TSLATESLA INC | COM | 0.76% | $2M | 5.6K |
| 13 | CCL1EURCARNIVAL CORP | COMMON STOCK | 0.54% | $1M | 56.3K |
| 14 | EATON VANCE TAX MNGED BUY WR | COM | 0.53% | $1M | 100.5K |
| 15 | PRSUPURSUIT ATTRACTIONS AND HOSP | COM | 0.50% | $1M | 37.2K |
| 16 | METAMETA PLATFORMS INC | CL A | 0.49% | $1M | 2.4K |
| 17 | XSSPXNUVEEN S&P 500 DYNAMIC OVERW | COM | 0.30% | $810,924 | 50.5K |
| 18 | VANGUARD BD INDEX FDS | TOTAL BND MRKT | 0.26% | $710,315 | 9.6K |
| 19 | UNHUNITEDHEALTH GROUP INC | COM | 0.22% | $611,747 | 2.3K |
| 20 | FUNSIX FLAGS ENTERTAINMENT CORP | COM | 0.22% | $585,750 | 33.0K |
| 21 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.19% | $517,057 | 1.1K |
| 22 | VANGUARD WORLD FD | INF TECH ETF | 0.18% | $488,404 | 700 |
| 23 | AFGAMERICAN FINANCIAL GROUP INC | COM | 0.17% | $466,655 | 3.7K |
| 24 | AAPLAPPLE INC | COM | 0.12% | $332,346 | 1.3K |
| 25 | ROYAL CARIBBEAN GROUP | COM | 0.10% | $275,180 | 1.0K |
| 26 | DISDISNEY WALT CO | COM | 0.10% | $274,575 | 2.8K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $272M | 35 | Apr 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $276M | 42 | Jan 16, 2026 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2025 | $276M | 42 | Oct 22, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $249M | 43 | Jul 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $224M | 41 | Apr 24, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $177M | 37 | Feb 5, 2025 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.