Managers / Q1 2026
Wernau Asset Management Inc.
CIK 0002053236 · 30 WESTERN AVE, SUITE 206, GLOUCESTER, MA, 01930 · 617-871-0029
Summary
Wernau Asset Management Inc. reported $143M in U.S.-listed holdings across 50 positions for Q1 2026.
Its largest position, AAPL, represents 16.6% of the portfolio.
Compared with Q4 2025, the fund opened 3 new positions and exited 1.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 62.2% · $89M
- ETP · 37.6% · $54M
- REIT · 0.2% · $229,985
Quarter-over-Quarter Changes full breakdown →
vs Q4 2025 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ISHARES TR | NEW | +10.0K | 10.0K | +$866,900 | $866,900 |
| JNJJOHNSON & JOHNSON | NEW | +924 | 924 | +$225,863 | $225,863 |
| ISHARES TR | NEW | +1.7K | 1.7K | +$206,230 | $206,230 |
| SCHWAB STRATEGIC TR | SOLD OUT | −7.7K | 0 | −$206,992 | $0 |
| STATE STR SPDR S&P 500 ETF T | TRIMMED | −44.8K | 65.3K | −$33M | $42M |
| SCHWAB STRATEGIC TR | TRIMMED | −5.8K | 19.6K | −$173,339 | $490,805 |
| NVDANVIDIA CORPORATION | ADDED | +735 | 4.5K | +$82,386 | $790,478 |
| PFEPFIZER INC | TRIMMED | −12.4K | 114.0K | +$55,079 | $3M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2026
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | AAPLAPPLE INChistory → | COM | 16.57% | $24M | 93.6K |
| 2 | STATE STR SPDR S&P 500 ETF T | TR UNIT | 7.76% | $11M | 17.1K |
| 3 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 6.61% | $9M | 33.0K |
| 4 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 4.83% | $7M | 14.4K |
| 5 | MSFTMICROSOFT CORPhistory → | COM | 3.32% | $5M | 12.9K |
| 6 | BACBANK AMERICA CORPhistory → | COM | 2.82% | $4M | 82.8K |
| 7 | PFEPFIZER INChistory → | COM | 2.23% | $3M | 114.0K |
| 8 | JPMJPMORGAN CHASE & COhistory → | COM | 1.97% | $3M | 9.6K |
| 9 | SCHWAB STRATEGIC TR | INTL EQTY ETF · US DIVIDEND EQ · US BRD MKT ETF | 1.88% | $3M | 100.7K |
| 10 | TAT&T INChistory → | COM | 1.67% | $2M | 82.7K |
| 11 | VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 1.64% | $2M | 23.4K |
| 12 | UTLUNITIL CORPhistory → | COM | 1.58% | $2M | 43.3K |
| 13 | AMZNAMAZON COM INChistory → | COM | 1.49% | $2M | 10.2K |
| 14 | ISHARES TR | RUS 1000 GRW ETF · RUS 1000 ETF · 1 3 YR TREAS BD · MSCI EMG MKT ETF · TIPS BD ETF · CORE S&P SCP ETF | 1.35% | $2M | 15.5K |
| 15 | PGPROCTER & GAMBLE COhistory → | COM | 1.34% | $2M | 13.3K |
| 16 | CSCOCISCO SYS INChistory → | COM | 1.06% | $2M | 19.7K |
| 17 | VANGUARD INDEX FDS | MID CAP ETF · TOTAL STK MKT | 0.95% | $1M | 4.6K |
| 18 | BACVERIZON COMMUNICATIONS INC | COM | 0.76% | $1M | 21.7K |
| 19 | KKRKKR & CO INC | COM | 0.70% | $1M | 10.9K |
| 20 | VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 0.67% | $961,147 | 17.8K |
| 21 | EXMOCEXXON MOBIL CORP | COM | 0.65% | $931,603 | 5.5K |
| 22 | DISDISNEY WALT CO | COM | 0.65% | $931,513 | 9.7K |
| 23 | GQ9SPDR GOLD TR | GOLD SHS | 0.56% | $805,316 | 1.9K |
| 24 | NVDANVIDIA CORPORATION | COM | 0.55% | $790,478 | 4.5K |
| 25 | EDCONSOLIDATED EDISON INC | COM | 0.41% | $586,725 | 5.2K |
| 26 | SAMBOSTON BEER INC | CL A | 0.40% | $576,000 | 2.5K |
| 27 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.40% | $569,132 | 2.3K |
| 28 | KMIKINDER MORGAN INC DEL | COM | 0.36% | $519,246 | 15.5K |
| 29 | LLYELI LILLY & CO | COM | 0.28% | $401,304 | 436 |
| 30 | XLFSELECT SECTOR SPDR TR | STATE STREET FIN | 0.21% | $302,243 | 6.1K |
| 31 | ABBVABBVIE INC | COM | 0.19% | $272,950 | 1.3K |
| 32 | FFORD MTR CO | COM | 0.19% | $271,213 | 23.5K |
| 33 | NFLXNETFLIX INC. | COM | 0.19% | $269,486 | 2.8K |
| 34 | PPLPEMBINA PIPELINE CORP | COM | 0.17% | $249,403 | 5.6K |
| 35 | SBUXSTARBUCKS CORP | COM | 0.17% | $237,255 | 2.6K |
| 36 | NLYANNALY CAPITAL MANAGEMENT IN | COM NEW | 0.16% | $229,985 | 10.9K |
| 37 | JNJJOHNSON & JOHNSON | COM | 0.16% | $225,863 | 924 |
| 38 | NDQINVESCO QQQ TR | UNIT SER 1 | 0.14% | $202,013 | 350 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $143M | 50 | Apr 22, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $185M | 49 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $147M | 49 | Nov 7, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $144M | 46 | Aug 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $128M | 49 | May 7, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $134M | 50 | Feb 6, 2025 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.