SEC 13F Intelligence

Managers / Q1 2026

Tandem Financial, LLC

CIK 0002049157 · 8400 E PRENTICE AVENUE, SUITE 1360, GREENWOOD VILLAGE, CO, 80111 · 7208455700

Reported Value
$314M
Q1 2026
Positions
98
Filings on Record
6
2019–present window
Filed
May 8, 2026
original filing

Summary

Tandem Financial, LLC reported $314M in U.S.-listed holdings across 98 positions for Q1 2026.

Its largest position, Ishares Tr, represents 13.5% of the portfolio.

Compared with Q4 2025, the fund opened 54 new positions and exited 8.

Portfolio Metrics

Turnover
+10.9%
vs prior filed quarter
Top-10 Concentration
+49.1%
share of reported value
Largest Position
+13.5%
Ishares Tr
New / Exited
54 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’24: $94MQ4 ’24Q1 ’25: $92MQ1 ’25Q2 ’25: $107MQ2 ’25Q3 ’25: $269MQ3 ’25Q4 ’25: $83MQ4 ’25Q1 ’26: $314MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 91.5%Common Stock: 7.7%Closed-End Fund: 0.4%ADR: 0.3%REIT: 0.1%
  • ETP · 91.5% · $288M
  • Common Stock · 7.7% · $24M
  • Closed-End Fund · 0.4% · $1M
  • ADR · 0.3% · $794,392
  • REIT · 0.1% · $425,551

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NDQINVESCO QQQ TRNEW+51.0K51.0K+$29M$29M
VANGUARD BD INDEX FDSNEW+304.3K304.3K+$23M$23M
VANGUARD TAX-MANAGED FDSNEW+208.4K208.4K+$13M$13M
SCHWAB STRATEGIC TRNEW+328.7K328.7K+$13M$13M
J P MORGAN EXCHANGE TRADED FNEW+128.1K128.1K+$8M$8M
ISHARES TRNEW+80.8K80.8K+$8M$8M
VANECK ETF TRUSTNEW+129.8K129.8K+$7M$7M
J P MORGAN EXCHANGE TRADED FNEW+108.2K108.2K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

32 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRCORE S&P500 ETF · MRGSTR MD CP GRW · MORNINGSTAR VALU · RUS 1000 GRW ETF · RUS 1000 VAL ETF · RUSSELL 2000 ETF · US AER DEF ETF23.43%$74M311.4K
2VANGUARD BD INDEX FDSINTERMED TERM7.47%$23M304.3K
3VANECK ETF TRUSTGOLD MINERS ETF · CLO ETF · PREFERRED SECURT7.44%$23M364.4K
4J P MORGAN EXCHANGE TRADED FUS QUALTY FCTR · ACTIVE BOND ETF · MUNICIPAL ETF4.75%$15M261.5K
5VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT4.25%$13M208.4K
6SCHWAB STRATEGIC TRFUNDAMENTAL EMER4.00%$13M328.7K
7DFAUDIMENSIONAL ETF TRUSTUS CORE EQT MKT · INTL CORE EQUITY · US CORE EQUITY 2 · EMGR CRE EQT MNG · US HIGH PROFITAB3.87%$12M315.0K
8NDQINVESCO QQQ TRhistory →UNIT SER 13.81%$12M20.8K
9STATE STR SPDR S&P 500 ETF TTR UNIT3.62%$11M17.5K
10VANGUARD SCOTTSDALE FDSLONG TERM TREAS2.13%$7M120.7K
11GOLDMAN SACHS ETF TRNASDAQ-100 PREMI · S&P 500 PREMIUM2.08%$7M131.1K
12PWRQUANTA SVCS INChistory →COM1.84%$6M10.6K
13AAAUGOLDMAN SACHS PHYSICAL GOLDhistory →UNIT1.75%$6M119.2K
14INVESCO EXCH TRD SLF IDX FDRAFI STRATGIC US1.63%$5M88.6K
15VANGUARD CHARLOTTE FDSTOTAL INT BD ETF1.56%$5M101.9K
16VUGVANGUARD INDEX FDSSMALL CP ETF · GROWTH ETF1.40%$4M15.0K
17GQ9SPDR GOLD TRhistory →GOLD SHS1.38%$4M10.1K
18VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF1.06%$3M61.6K
19TCW ETF TRUSTFLEXIBLE INCOME0.97%$3M77.7K
20FIRST TR EXCHANGE-TRADED FDFT VEST S&P 500 · NO AMER ENERGY0.91%$3M61.5K
21SPDR SERIES TRUSTSTATE STREET SPD0.88%$3M19.4K
22MSFTMICROSOFT CORPCOM0.85%$3M7.3K
23SPROTT FDS TRURANIUM MINERS E0.83%$3M41.1K
244I1PHILIP MORRIS INTL INCCOM0.76%$2M14.2K
25AAPLAPPLE INCCOM0.72%$2M8.9K
26MPMP MATERIALS CORPCOM CL A0.64%$2M41.9K
27ALPS ETF TRALERIAN MLP0.60%$2M35.6K
28VICTORY PORTFOLIOS IICORE PLUS BD ETF0.58%$2M83.7K
29GOOGLALPHABET INCCAP STK CL A0.40%$1M4.4K
30NUVEEN MUN VALUE FD INCCOM0.40%$1M139.8K
31GLOBAL X FDSGLB X MLP ENRG I0.37%$1M15.9K
32TIDAL TRUST IFUNDSTRAT GRANNY0.35%$1M46.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$314M98May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$83M49Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$269M89Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$107M50Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$92M50May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$94M84Jan 28, 202513F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.