SEC 13F Intelligence

Managers / Q1 2026

Shum Financial Group, Inc.

CIK 0002044675 · 2205 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502 · 510-748-7462

Reported Value
$141M
Q1 2026
Positions
93
Filings on Record
6
2019–present window
Filed
Apr 22, 2026
original filing

Summary

Shum Financial Group, Inc. reported $141M in U.S.-listed holdings across 93 positions for Q1 2026.

Its largest position, AAPL, represents 8.7% of the portfolio.

Compared with Q4 2025, the fund opened 1 new position and exited 0.

Portfolio Metrics

Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+41.6%
share of reported value
Largest Position
+8.7%
Apple

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’24: $120MQ3 ’24Q4 ’24: $116MQ4 ’24Q1 ’25: $116MQ1 ’25Q3 ’25: $134MQ3 ’25Q4 ’25: $139MQ4 ’25Q1 ’26: $141MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 49.7%ETP: 47.9%REIT: 1.8%Other: 0.5%
  • Common Stock · 49.7% · $70M
  • ETP · 47.9% · $68M
  • REIT · 1.8% · $3M
  • Other · 0.5% · $736,870

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES U S ETF TRNEW+4.1K4.1K+$206,937$206,937
METAMETA PLATFORMS INCADDED+171544+$65,025$311,239
AAPLAPPLE INCADDED+14.4K48.6K+$3M$12M
ASML HLDG NVADDED+60263+$130,196$347,378
GOOGALPHABET INCADDED+3301.5K+$62,610$436,030
J P MORGAN EXCHANGE TRADED FADDED+3.5K16.8K+$176,569$858,605
CHVCHEVRON CORPORATIONTRIMMED9483.1K+$24,216$640,562
EXMOCEXXON MOBIL CORPTRIMMED8745.4K+$161,201$916,590

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

38 positions
#IssuerClass% PortfolioValueShares
1ISHARES TREAFE VALUE ETF · MSCI USA QLT FCT · 10+ YR INVST GRD · MSCI INTL QUALTY · EAFE GRWTH ETF · GLOBAL TECH ETF · CRE U S REIT ETF22.50%$32M431.6K
2SPDR SERIES TRUSTSTATE STREET SPD14.33%$20M292.4K
3AAPLAPPLE INChistory →COM8.72%$12M48.6K
4MSFTMICROSOFT CORPhistory →COM3.24%$5M12.4K
5NVDANVIDIA CORPORATIONhistory →COM2.65%$4M21.5K
6SPDR INDEX SHS FDSSTATE STREET SPD2.63%$4M79.3K
7JPMJPMORGAN CHASE & COhistory →COM2.16%$3M10.4K
8JNJJOHNSON & JOHNSONhistory →COM2.01%$3M11.6K
9WMTWALMART INChistory →COM1.96%$3M22.3K
10GOOGLALPHABET INChistory →CAP STK CL A1.94%$3M9.6K
11AMZNAMAZON COM INChistory →COM1.81%$3M12.3K
12XLUSELECT SECTOR SPDR TRSTATE STREET UTI · STATE STREET HEA1.63%$2M37.4K
13BLKBLACKROCK INChistory →COM1.48%$2M2.2K
14HDHOME DEPOT INChistory →COM1.43%$2M6.2K
15COSTCOSTCO WHOLESALE CORPORATIONhistory →COM1.17%$2M1.7K
16UNHUNITEDHEALTH GROUP INCCOM0.99%$1M5.2K
17LLYELI LILLY & COCOM0.97%$1M1.5K
18VVISA INCCOM CL A0.95%$1M4.4K
19PLDPROLOGIS INC.COM0.89%$1M9.5K
20SSGA ACTIVE ETF TRSTATE STREET BLA0.86%$1M30.4K
21PPLPPL CORPCOM0.84%$1M31.0K
22ABBVABBVIE INCCOM0.81%$1M5.2K
23SSGA ACTIVE TRSTATE STREET DOU0.75%$1M24.8K
24PANWPALO ALTO NETWORKS INCCOM0.74%$1M6.5K
25TCW ETF TRUSTCORE PLUS BOND0.68%$954,99225.2K
26PGPROCTER & GAMBLE COCOM0.67%$943,5526.5K
27EXMOCEXXON MOBIL CORPCOM0.65%$916,5905.4K
28AVGOBROADCOM INCCOM0.63%$884,8892.9K
29IBMINTERNATIONAL BUSINESS MACHSCOM0.62%$875,2703.6K
30CSCOCISCO SYS INCCOM0.62%$875,13811.3K
31VANGUARD SCOTTSDALE FDSINT-TERM CORP0.61%$869,17410.5K
32J P MORGAN EXCHANGE TRADED FULTRA SHT MUNCPL0.61%$858,60516.8K
334I1PHILIP MORRIS INTL INCCOM0.60%$852,3285.2K
34NFLXNETFLIX INC.COM0.60%$844,4608.8K
35QCOMQUALCOMM INCCOM0.58%$825,4806.4K
36ABTABBOTT LABORATORIESCOM0.58%$824,6048.0K
37UPSUNITED PARCEL SVCS INCCL B0.58%$813,5048.3K
38ORCLORACLE CORPCOM0.57%$807,0455.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$141M93Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$139M92Jan 15, 202613F-HRchanges · EDGAR ↗
Q3 2025$134M94Oct 20, 202513F-HRchanges · EDGAR ↗
Q1 2025$116M89Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$116M88Jan 22, 202513F-HRchanges · EDGAR ↗
Q3 2024$120M90Nov 13, 202413F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.