Managers / Q1 2026
GEN Financial Management, INC.
CIK 0002032497 · 10810 OLD COUNTY ROAD 15, SUITE 200, PLYMOUTH, MN, 55441 · 952-513-1466
Summary
Gen Financial Management, Inc. reported $162M in U.S.-listed holdings across 51 positions for Q1 2026.
Its largest position, Vanguard Specialized Funds, represents 15.1% of the portfolio.
Compared with Q4 2025, the fund opened 4 new positions and exited 0.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 97.5% · $158M
- Common Stock · 2.2% · $4M
- Other · 0.1% · $238,160
- Closed-End Fund · 0.1% · $132,708
Quarter-over-Quarter Changes full breakdown →
vs Q4 2025 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| VANGUARD WELLINGTON FD | NEW | +13.8K | 13.8K | +$1M | $1M |
| DFARDIMENSIONAL ETF TRUST | NEW | +22.0K | 22.0K | +$519,507 | $519,507 |
| GOOGLALPHABET INC | NEW | +904 | 904 | +$259,955 | $259,955 |
| AMZNAMAZON COM INC | NEW | +1.1K | 1.1K | +$237,429 | $237,429 |
| VANGUARD INSTL INDEX FD | ADDED | +6.7K | 14.8K | +$505,796 | $1M |
| AVGOBROADCOM INC | ADDED | +463 | 1.1K | +$119,520 | $344,486 |
| CHVCHEVRON CORPORATION | TRIMMED | −760 | 1.1K | −$53,604 | $236,280 |
| AAPLAPPLE INC | ADDED | +422 | 1.8K | +$82,994 | $445,656 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2026
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 15.14% | $24M | 113.7K |
| 2 | SCHWAB STRATEGIC TR | US LRG CAP ETF | 14.78% | $24M | 931.1K |
| 3 | DUHPDIMENSIONAL ETF TRUST | INTL SMALL CAP E · US LARGE CAP VAL · INTL CORE EQUITY · US HIGH PROFITAB · US SMALL CAP VAL · CORE FIXED INCOM · US REAL ESTATE E · INTL SMALL CAP V | 11.53% | $19M | 541.5K |
| 4 | VANGUARD WHITEHALL FDS | INTL DVD ETF | 11.11% | $18M | 202.8K |
| 5 | FIDELITY COVINGTON TRUST | SML MID MLTFCT | 8.40% | $14M | 303.4K |
| 6 | VGSHVANGUARD SCOTTSDALE FDShistory → | SHORT TERM TREAS | 7.88% | $13M | 217.5K |
| 7 | PACER FDS TR | US CASH COWS 100 | 7.79% | $13M | 201.2K |
| 8 | VANGUARD MALVERN FDS | CORE BD ETF | 5.20% | $8M | 108.5K |
| 9 | SPDR SERIES TRUST | STATE STREET SPD | 3.71% | $6M | 59.1K |
| 10 | ACWIISHARES TR | CORE S&P500 ETF · CORE 80/20 AGGRE · S&P 500 GRWT ETF · CORE S&P TTL STK · S&P 500 VAL ETF · ISHS 1-5YR INVS · GLB INFRASTR ETF · CORE 60/40 BALAN · MSCI ACWI ETF | 3.18% | $5M | 42.7K |
| 11 | VUGVANGUARD INDEX FDS | SML CP GRW ETF · LARGE CAP ETF · MCAP GR IDXVIP · GROWTH ETF · REAL ESTATE ETF | 1.78% | $3M | 12.0K |
| 12 | VANGUARD BD INDEX FDS | TOTAL BND MRKT | 1.44% | $2M | 31.6K |
| 13 | VANGUARD MUN BD FDS | TAX EXEMPT BD | 1.13% | $2M | 36.6K |
| 14 | VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 1.10% | $2M | 4.4K |
| 15 | VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF · FTSE EMR MKT ETF | 1.06% | $2M | 20.1K |
| 16 | VANGUARD WELLINGTON FD | SHORT TRM TAX EX | 0.87% | $1M | 13.8K |
| 17 | AMERICAN CENTY ETF TR | AVANTIS US MID C · US SML CP VALU | 0.75% | $1M | 14.5K |
| 18 | VANGUARD INSTL INDEX FD | 0-3 MO TREAS BIL | 0.69% | $1M | 14.8K |
| 19 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.69% | $1M | 2.3K |
| 20 | MSFTMICROSOFT CORP | COM | 0.38% | $609,300 | 1.6K |
| 21 | AAPLAPPLE INC | COM | 0.28% | $445,656 | 1.8K |
| 22 | HONGBPHONEYWELL INTL INC | COM | 0.22% | $352,381 | 1.6K |
| 23 | AVGOBROADCOM INC | COM | 0.21% | $344,486 | 1.1K |
| 24 | GOOGLALPHABET INC | CAP STK CL A | 0.16% | $259,955 | 904 |
| 25 | PENTAIR PLC | SHS | 0.15% | $238,160 | 2.7K |
| 26 | AMZNAMAZON COM INC | COM | 0.15% | $237,429 | 1.1K |
| 27 | CHVCHEVRON CORPORATION | COM | 0.15% | $236,280 | 1.1K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $162M | 51 | Apr 16, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $159M | 47 | Jan 15, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $116M | 44 | Oct 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $122M | 44 | Jul 18, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $148M | 51 | Apr 16, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $154M | 56 | Jan 24, 2025 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.