SEC 13F Intelligence

Managers / Q1 2026

Northeast Financial Group, Inc.

CIK 0001965773 · 3435 WINCHESTER ROAD, SUITE 102, ALLENTOWN, PA, 18104 · 570-688-9898

Reported Value
$404M
Q1 2026
Positions
90
Filings on Record
22
2019–present window
Filed
May 15, 2026
original filing

Summary

Northeast Financial Group, Inc. reported $404M in U.S.-listed holdings across 90 positions for Q1 2026.

Its largest position, Schwab Strategic Tr, represents 13.6% of the portfolio.

Compared with Q4 2025, the fund opened 4 new positions and exited 12.

Portfolio Metrics

Turnover
+7.1%
vs prior filed quarter
Top-10 Concentration
+49.9%
share of reported value
Largest Position
+13.6%
Schwab Strategic Tr
New / Exited
4 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’23: $139MQ2 ’23Q3 ’23: $163MQ4 ’23: $204MQ4 ’23Q1 ’24: $226MQ2 ’24: $234MQ2 ’24Q3 ’24: $269MQ4 ’24: $273MQ4 ’24Q1 ’25: $285MQ2 ’25: $343MQ2 ’25Q3 ’25: $402MQ4 ’25: $442MQ4 ’25Q1 ’26: $404Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.2%Common Stock: 5.7%REIT: 0.1%
  • ETP · 94.2% · $381M
  • Common Stock · 5.7% · $23M
  • REIT · 0.1% · $270,315

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NEOS ETF TRUSTNEW+153.4K153.4K+$8M$8M
NEOS ETF TRUSTNEW+118.6K118.6K+$6M$6M
INVESCO EXCH TRD SLF IDX FDNEW+13.2K13.2K+$268,970$268,970
PEPPEPSICO INCNEW+1.3K1.3K+$206,123$206,123
SCHWAB STRATEGIC TRADDED+247.0K379.8K+$7M$10M
SELECT SECTOR SPDR TRSOLD OUT8.7K0$1M$0
NPKINPK INTERNATIONAL INCSOLD OUT65.9K0$785,552$0
ISHARES TRSOLD OUT7.0K0$622,745$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

21 positions
#IssuerClass% PortfolioValueShares
1SCHWAB STRATEGIC TRUS LRG CAP ETF · US MID-CAP ETF · US LCAP GR ETF · INTL EQTY ETF · US LCAP VA ETF · SHT TM US TRES · US TIPS ETF · US DIVIDEND EQ · US AGGREGATE B · US SML CAP ETF · MUN BD ETF44.54%$180M6.65M
2ISHARES TRBROAD USD HIGH · NATIONAL MUN ETF · 20 YR TR BD ETF · SHRT NAT MUN ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · ISHS 1-5YR INVS13.08%$53M745.9K
3SPDR SERIES TRUSTSTATE STREET SPD5.21%$21M808.4K
4VANGUARD SCOTTSDALE FDSLG-TERM COR BD · SHRT TRM CORP BD3.40%$14M181.1K
5VANGUARD INDEX FDSREAL ESTATE ETF · S&P 500 ETF SHS · TOTAL STK MKT3.35%$14M137.7K
6NEOS ETF TRUSTNASDAQ 100 HIGH · NEOS S&P 500 HI3.34%$13M272.0K
7VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF2.91%$12M217.2K
8STATE STR SPDR S&P 500 ETF TTR UNIT2.61%$11M16.2K
9JANUS DETROIT STR TRHENDRSON AAA CL2.50%$10M200.7K
10INVESCO ACTVELY MNGD ETC FDOPTIMUM YIELD2.20%$9M512.7K
11J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM2.11%$9M150.2K
12GOLDMAN SACHS ETF TRS&P 500 PREMIUM1.15%$5M93.0K
13GQ9SPDR GOLD TRGOLD SHS0.94%$4M8.8K
14TSLATESLA INCCOM0.75%$3M8.2K
15AAPLAPPLE INCCOM0.68%$3M10.9K
16GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.45%$2M6.4K
17INVESCO EXCH TRADED FD TR IINATL AMT MUNI0.37%$2M65.6K
18NVDANVIDIA CORPORATIONCOM0.37%$1M8.6K
19SPDR INDEX SHS FDSSTATE STREET SPD0.20%$826,66417.6K
20AMZNAMAZON COM INCCOM0.18%$741,2323.6K
21MSFTMICROSOFT CORPCOM0.14%$579,9591.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$404M90May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$442M98Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$402M86Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$343M93Jul 18, 202513F-HRchanges · EDGAR ↗
Q1 2025$285M91May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$273M88Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$269M85Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$234M76Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$226M76Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$204M72Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$163M63Oct 11, 202313F-HRchanges · EDGAR ↗
Q2 2023$139M53Aug 18, 202313F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Herbein Financial Group028-23342

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.