SEC 13F Intelligence

Managers / Q1 2026

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

CIK 0001907480 · 4 PARK PLAZA, SUITE 1010, IRVINE, CA, 92614 · 800-557-5461

Reported Value
$181M
Q1 2026
Positions
93
Filings on Record
10
2019–present window
Filed
Apr 23, 2026
original filing

Summary

Klein Pavlis & Peasley Financial, Inc. reported $181M in U.S.-listed holdings across 93 positions for Q1 2026.

Its largest position, AEM, represents 6.0% of the portfolio.

Compared with Q4 2025, the fund opened 8 new positions and exited 7.

Portfolio Metrics

Turnover
+4.5%
vs prior filed quarter
Top-10 Concentration
+35.7%
share of reported value
Largest Position
+6.0%
Agnico Eagle Mines
New / Exited
8 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’23: $107MQ4 ’23Q1 ’24: $111MQ2 ’24: $113MQ2 ’24Q3 ’24: $125MQ4 ’24: $124MQ4 ’24Q1 ’25: $139MQ2 ’25: $150MQ2 ’25Q3 ’25: $163MQ4 ’25: $170MQ4 ’25Q1 ’26: $181Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.8%ADR: 12.9%Other: 6.5%ETP: 3.6%REIT: 1.2%
  • Common Stock · 75.8% · $137M
  • ADR · 12.9% · $23M
  • Other · 6.5% · $12M
  • ETP · 3.6% · $6M
  • REIT · 1.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ASTRAZENECA PLCNEW+7.1K7.1K+$1M$1M
SYFSYNCHRONY FINANCIALNEW+14.7K14.7K+$999,282$999,282
TMUST-MOBILE US INCNEW+1.9K1.9K+$404,308$404,308
GOOGLALPHABET INCNEW+987987+$283,822$283,822
VANGUARD INDEX FDSNEW+880880+$282,200$282,200
EMEEMCOR GROUP INCNEW+356356+$262,868$262,868
NVDANVIDIA CORPORATIONNEW+1.5K1.5K+$258,810$258,810
VANGUARD STAR FDSNEW+2.8K2.8K+$212,830$212,830

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AEMAGNICO EAGLE MINES LTDhistory →COM6.04%$11M53.8K
2CCOCAMECO CORPhistory →COM4.11%$7M68.4K
34I1PHILIP MORRIS INTL INChistory →COM4.00%$7M43.8K
4WPMWHEATON PRECIOUS METALS CORPhistory →COM3.98%$7M54.9K
5TERTERADYNE INChistory →COM3.30%$6M20.1K
6ISHARES TR0-3 MNTH TREASRY3.08%$6M55.3K
7JOHNSON CONTROLS INTERNATIONSHS3.04%$5M42.0K
8SCHWSCHWAB CHARLES CORPhistory →COM2.90%$5M55.8K
9SCCOSOUTHERN COPPER CORPhistory →COM2.69%$5M28.2K
10RBARB GLOBAL INChistory →COM2.55%$5M48.0K
11FMXFOMENTO ECONOMICO MEXICANO Shistory →SPON ADR UNITS2.46%$4M40.0K
12AGIALAMOS GOLD INChistory →COM CL A2.40%$4M97.7K
13MEDTRONIC PLCSHS2.25%$4M46.9K
14COPCONOCOPHILLIPShistory →COM2.18%$4M29.9K
15HIGHARTFORD INSURANCE GROUP INChistory →COM2.17%$4M29.0K
16CSCOCISCO SYS INChistory →COM1.99%$4M46.4K
17IBNICICI BANK LIMITEDhistory →ADR1.90%$3M133.0K
18EMBJEMBRAER S.A.history →SPONSORED ADS1.66%$3M50.7K
19ROKROCKWELL AUTOMATION INChistory →COM1.52%$3M7.7K
20ABTABBOTT LABORATORIEShistory →COM1.47%$3M25.8K
21FNVFRANCO NEV CORPhistory →COM1.38%$2M10.1K
22LDOSLEIDOS HOLDINGS INChistory →COM1.37%$2M15.9K
23BBARRICK MNG CORPhistory →COM SHS1.31%$2M58.1K
24SOSOUTHERN COhistory →COM1.26%$2M23.7K
25ULUNILEVER PLChistory →SPON ADR NEW1.22%$2M38.8K
26SONYSONY GROUP CORPhistory →SPONSORED ADR1.21%$2M106.1K
27UNMUNUM GROUPhistory →COM1.20%$2M29.6K
28OPRAOPERA LTDhistory →SPONSORED ADS1.16%$2M146.9K
29CINFCINCINNATI FINL CORPhistory →COM1.07%$2M12.3K
30TSCOTRACTOR SUPPLY COhistory →COM1.06%$2M42.2K
31QCOMQUALCOMM INChistory →COM1.04%$2M14.6K
32BBVABANCO BILBAO VIZCAYA ARGENTAhistory →SPONSORED ADR1.01%$2M84.1K
33TOSTTOAST INCCL A0.99%$2M67.8K
34MASMASCO CORPCOM0.99%$2M29.6K
35AVALONBAY CMNTYS INCCOM0.97%$2M10.7K
36HUBBHUBBELL INCCOM0.92%$2M3.4K
37JBLJABIL INCCOM0.92%$2M6.2K
38EOGEOG RES INCCOM0.89%$2M11.2K
39AEPAMERICAN ELEC PWR CO INCCOM0.86%$2M11.8K
40ZMZOOM COMMUNICATIONS INCCL A0.84%$2M18.9K
41AMXAMERICA MOVIL SAB DE CVSPON ADS RP CL B0.84%$2M59.6K
42CMGCHIPOTLE MEXICAN GRILL INCCOM0.78%$1M44.1K
43ASTRAZENECA PLCORD0.78%$1M7.1K
44RTORENTOKIL INITIAL PLCSPONSORED ADR0.76%$1M43.5K
45MCKMCKESSON CORPCOM0.73%$1M1.5K
46HSYHERSHEY COCOM0.73%$1M6.3K
47DGXQUEST DIAGNOSTICS INCCOM0.70%$1M6.5K
48PEGPUBLIC SVC ENTERPRISE GROUPCOM0.70%$1M15.7K
49IMOIMPERIAL OIL LTDCOM NEW0.67%$1M9.3K
50AMEAMETEK INCCOM0.66%$1M5.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$181M93Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$170M92Jan 14, 202613F-HRchanges · EDGAR ↗
Q3 2025$163M90Oct 28, 202513F-HRchanges · EDGAR ↗
Q2 2025$150M73Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$139M76May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$124M75Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$125M80Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$113M77Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$111M76May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$107M73Jan 12, 202413F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.