SEC 13F Intelligence

Managers / Q3 2021

Optimal Asset Management, Inc.

CIK 0001651336 · 171 MAIN STREET, SUITE 298, LOS ALTOS, CA, 94022 · 650-472-1187

Reported Value
$800M
Q3 2021
Positions
347
Filings on Record
8
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Optimal Asset Management, Inc. reported $800M in U.S.-listed holdings across 347 positions for Q3 2021.

Its largest position, WMT, represents 1.4% of the portfolio.

Compared with Q2 2021, the fund opened 5 new positions and exited 10.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $1.1BQ1 ’20Q2 ’20: $617MQ2 ’20Q3 ’20: $691MQ3 ’20Q4 ’20: $705MQ4 ’20Q1 ’21: $771MQ1 ’21Q2 ’21: $845MQ2 ’21Q3 ’21: $800MQ3 ’21filingsflow.com

Portfolio Composition

By security type
Common Stock: 96.7%ETP: 1.6%Other: 1.0%REIT: 0.4%ADR: 0.3%
  • Common Stock · 96.7% · $773M
  • ETP · 1.6% · $13M
  • Other · 1.0% · $8M
  • REIT · 0.4% · $3M
  • ADR · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2021

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$800M347Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$845M352Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$771M346May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$705M394Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$691M395Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$617M399Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.1B392May 28, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.