SEC 13F Intelligence

Managers / Q1 2026

HARBERT FUND ADVISORS, INC.

CIK 0001616659 · 2100 THIRD AVENUE NORTH, SUITE 600, BIRMINGHAM, AL, 35203 · 205-987-5576

Reported Value
$3M
Q1 2026
Positions
2
Filings on Record
31
2019–present window
Filed
May 14, 2026
original filing

Summary

Harbert Fund Advisors, Inc. reported $3M in U.S.-listed holdings across 2 positions for Q1 2026.

The portfolio is heavily concentrated: INVN alone accounts for 89.9% of reported value.

Portfolio Metrics

Turnover
0.0%
vs prior filed quarter
Largest Position
+89.9%
Identiv

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $98MQ4 ’18Q1 ’19: $102MQ2 ’19: $68MQ3 ’19: $67MQ4 ’19: $75MQ4 ’19Q1 ’20: $60MQ2 ’20: $88MQ3 ’20: $82MQ4 ’20: $132MQ4 ’20Q1 ’21: $212MQ2 ’21: $179MQ3 ’21: $282MQ4 ’21: $397MQ4 ’21Q1 ’22: $239MQ2 ’22: $206MQ3 ’22: $188MQ4 ’22: $125MQ4 ’22Q1 ’23: $151MQ2 ’23: $178MQ3 ’23: $137MQ4 ’23: $146MQ4 ’23Q1 ’24: $145MQ2 ’24: $141MQ3 ’24: $169MQ4 ’24: $192MQ4 ’24Q1 ’25: $88MQ2 ’25: $33MQ3 ’25: $15MQ4 ’25: $3MQ4 ’25Q1 ’26: $3Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 100.0%
  • Common Stock · 100.0% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TACTTRANSACT TECHNOLOGIES INCTRIMMED25.6K92.9K$168,318$305,730
INVNIDENTIV INCTRIMMED49.8K735.8K$294,197$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

2 positions
#IssuerClass% PortfolioValueShares
1INVNIDENTIV INChistory →COM NEW89.90%$3M735.8K
2TACTTRANSACT TECHNOLOGIES INChistory →COM10.10%$305,73092.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3M2May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$3M2Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$15M12Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$33M20Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$88M58May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$192M95Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$169M108Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$141M100Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$145M81May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$146M70Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$137M44Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$178M45Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$151M49May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$125M48Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$188M49Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$206M50Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$239M42May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$397M45Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$282M36Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$179M32Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$212M26May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$132M18Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$82M17Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M22Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$60M15May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$75M12Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$67M12Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$68M11Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$102M15May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$98M14Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.