SEC 13F Intelligence

Managers / Q3 2024

Zega Financial, LLC

CIK 0001610186 · 3801 PGA BOULEVARD, SUITE 600, PALM BEACH GARDENS, FL, 33410 · 443-288-6444

Reported Value
$660M
Q3 2024
Positions
112
Filings on Record
4
2019–present window
Filed
Nov 14, 2024
original filing

Summary

Zega Financial, LLC reported $660M in U.S.-listed holdings across 112 positions for Q3 2024.

Its largest position, AAPL, represents 8.5% of the portfolio.

Compared with Q2 2024, the fund opened 30 new positions and exited 29.

Portfolio Metrics

Turnover
+3.4%
vs prior filed quarter
Top-10 Concentration
+30.3%
share of reported value
Largest Position
+8.5%
Apple
New / Exited
30 / 29
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’23: $312MQ4 ’23Q1 ’24: $292MQ1 ’24Q2 ’24: $561MQ2 ’24Q3 ’24: $660MQ3 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 74.3%Common Stock: 25.5%Other: 0.1%MLP: 0.1%ADR: 0.0%
  • ETP · 74.3% · $490M
  • Common Stock · 25.5% · $168M
  • Other · 0.1% · $726,789
  • MLP · 0.1% · $607,540
  • ADR · 0.0% · $201,172

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR SER TRNEW+32.6K32.6K+$1M$1M
AMGNAMGEN INCNEW+3.2K3.2K+$1M$1M
USBUS BANCORP DELNEW+19.8K19.8K+$906,268$906,268
TIDAL TR IINEW+40.4K40.4K+$783,201$783,201
WMBWILLIAMS COS INCNEW+15.2K15.2K+$694,382$694,382
ISHARES TRNEW+5.8K5.8K+$680,590$680,590
J P MORGAN EXCHANGE TRADED FNEW+6.3K6.3K+$659,651$659,651
CAMBRIA ETF TRNEW+7.9K7.9K+$573,026$573,026

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

38 positions
#IssuerClass% PortfolioValueShares
1AAPLAPPLE INChistory →COM8.45%$56M239.4K
2SPDR S&P 500 ETF TRTR UNIT4.53%$30M52.1K
3SPDR SER TRBLOOMBERG SHT TE · PRTFLO S&P500 HI · BLOOMBERG 1-3 MO3.72%$25M898.4K
4SSGA ACTIVE ETF TRBLACKSTONE SENR3.46%$23M547.0K
5TIDAL ETF TRZEGA BUY AND HED · SOFI ENHANCED YL2.80%$18M911.8K
6MSFTMICROSOFT CORPhistory →COM2.25%$15M34.6K
7AMZNAMAZON COM INChistory →COM1.80%$12M63.6K
8EXMOCEXXON MOBIL CORPhistory →COM1.41%$9M79.3K
9NVDANVIDIA CORPORATIONhistory →COM1.33%$9M72.3K
10SSGA ACTIVE TRSPDR BLACKSTONE1.29%$9M296.6K
11FANGDIAMONDBACK ENERGY INChistory →COM1.18%$8M45.3K
12AFLAFLAC INChistory →COM1.08%$7M64.0K
13TIDAL TR IIYIELDMAX UNIVERS · DEFIANCE S&P 5000.93%$6M328.6K
14UNHUNITEDHEALTH GROUP INCCOM0.89%$6M10.1K
15J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM · ULTRA SHRT ETF · DIVERSFD EQT ETF0.70%$5M87.4K
16ISHARES TRCORE S&P500 ETF0.66%$4M7.6K
17COSTCOSTCO WHSL CORP NEWCOM0.63%$4M4.7K
18GOOGLALPHABET INCCAP STK CL A0.52%$3M20.7K
19XLFSELECT SECTOR SPDR TRFINANCIAL · INDL0.34%$2M33.4K
20TSLATESLA INCCOM0.33%$2M8.3K
21PACER FDS TRUS CASH COWS 100 · PACER US SMALL0.31%$2M40.1K
22PANWPALO ALTO NETWORKS INCCOM0.31%$2M6.0K
23NDQINVESCO QQQ TRUNIT SER 10.28%$2M3.8K
24ANETEURARISTA NETWORKS INCCOM0.26%$2M4.4K
25LLYELI LILLY & COCOM0.23%$2M1.7K
26MCKMCKESSON CORPCOM0.23%$2M3.1K
27METAMETA PLATFORMS INCCL A0.22%$1M2.6K
28INVESCO ACTIVELY MANAGED EXCULTRA SHRT DUR0.22%$1M28.3K
29CATCATERPILLAR INCCOM0.21%$1M3.6K
30FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW0.20%$1M21.7K
31PGIM ETF TRPGIM ULTRA SH BD0.19%$1M25.7K
32KOCOCA COLA COCOM0.19%$1M17.2K
33ADBEADOBE INCCOM0.17%$1M2.1K
34PCARPACCAR INCCOM0.16%$1M10.5K
35HDHOME DEPOT INCCOM0.16%$1M2.6K
36AMGNAMGEN INCCOM0.16%$1M3.2K
37JNJJOHNSON & JOHNSONCOM0.15%$1M6.2K
38ISRGINTUITIVE SURGICAL INCCOM NEW0.15%$992,3652.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2024$660M112Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$561M112Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$292M102May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$312M108Feb 14, 202413F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Tidal Investments LLC028-19397
  • Zega Investments

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.