SEC 13F Intelligence

Oppenheimer Asset Management Inc. / CAT

Oppenheimer Asset Management Inc.’s Caterpillar Inc Position

Does Oppenheimer Asset Management Inc. own Caterpillar Inc (CAT)? Yes60.3K shares worth $43M (+0.49% of its 13F portfolio) as of Q1 2026, up from 58.7K shares the prior filed quarter.

Position Value
$43M
Q1 2026
Shares
60.3K
% of Portfolio
+0.49%
Quarters Held
29
currently held

Position History CAT

Reported value by quarter
Q4 ’18: $303,000Q4 ’18Q1 ’19: $408,000Q2 ’19: $422,000Q3 ’19: $3,000Q1 ’20: $559,000Q1 ’20Q2 ’20: $720,000Q3 ’20: $5MQ4 ’20: $7MQ1 ’21: $8MQ1 ’21Q2 ’21: $7MQ3 ’21: $7MQ4 ’21: $11MQ1 ’22: $12MQ1 ’22Q2 ’22: $9MQ3 ’22: $9MQ4 ’22: $14MQ1 ’23: $7MQ1 ’23Q2 ’23: $9MQ3 ’23: $10MQ4 ’23: $9MQ1 ’24: $9MQ1 ’24Q2 ’24: $13MQ3 ’24: $20MQ4 ’24: $21MQ1 ’25: $18MQ1 ’25Q2 ’25: $24MQ3 ’25: $26MQ4 ’25: $34MQ1 ’26: $43MQ1 ’26filingsflow.com
QuarterSharesValue% of Portfolio
Q1 202660.3K$43M+0.49%
Q4 202558.7K$34M+0.41%
Q3 202555.1K$26M+0.29%
Q2 202561.2K$24M+0.27%
Q1 202555.0K$18M+0.23%
Q4 202457.4K$21M+0.25%
Q3 202451.6K$20M+0.24%
Q2 202438.6K$13M+0.16%
Q1 202424.3K$9M+0.13%
Q4 202329.0K$9M+0.12%
Q3 202336.2K$10M+0.15%
Q2 202336.1K$9M+0.13%
Q1 202332.2K$7M+0.11%
Q4 202257.4K$14M+0.22%
Q3 202256.3K$9M+0.16%
Q2 202253.1K$9M+0.16%
Q1 202253.8K$12M+0.17%
Q4 202153.1K$11M+0.15%
Q3 202135.9K$7M+0.10%
Q2 202134.3K$7M+0.11%
Q1 202134.2K$8M+0.12%
Q4 202036.3K$7M+0.11%
Q3 202036.4K$5M+0.11%
Q2 20205.7K$720,000+0.01%
Q1 20204.8K$559,000+0.01%
Q3 201925$3,0000.00%
Q2 20193.1K$422,000+0.01%
Q1 20193.0K$408,000+0.01%
Q4 20182.4K$303,000+0.01%

Common-stock position only; options are excluded. Quarters where the fund filed no 13F or reported no position are absent. See Oppenheimer Asset Management Inc.’s full portfolio or all institutional holders of CAT.