SEC 13F Intelligence

D. E. Shaw & Co., Inc. / CAT

D. E. Shaw & Co., Inc.’s Caterpillar Inc Position

Does D. E. Shaw & Co., Inc. own Caterpillar Inc (CAT)? Yes — 53.4K shares worth $38M (+0.02% of its 13F portfolio) as of Q1 2026, up from 53.3K shares the prior filed quarter.

Position Value
$38M
Q1 2026
Shares
53.4K
% of Portfolio
+0.02%
Quarters Held
30
currently held

Position History CAT

Reported value by quarter
Q4 ’18: $54MQ4 ’18Q1 ’19: $262MQ2 ’19: $388MQ3 ’19: $153MQ4 ’19: $29MQ4 ’19Q1 ’20: $14MQ2 ’20: $3MQ3 ’20: $291,000Q4 ’20: $2MQ4 ’20Q1 ’21: $2MQ2 ’21: $53MQ3 ’21: $309MQ4 ’21: $254MQ4 ’21Q1 ’22: $69MQ2 ’22: $18MQ3 ’22: $37MQ4 ’22: $152MQ4 ’22Q1 ’23: $107MQ2 ’23: $133MQ3 ’23: $47MQ4 ’23: $111MQ4 ’23Q1 ’24: $86MQ2 ’24: $270MQ3 ’24: $531MQ4 ’24: $169MQ4 ’24Q1 ’25: $219MQ2 ’25: $96MQ3 ’25: $78MQ4 ’25: $31MQ4 ’25Q1 ’26: $38Mfilingsflow.com
QuarterSharesValue% of Portfolio
Q1 202653.4K$38M+0.02%
Q4 202553.3K$31M+0.02%
Q3 2025163.6K$78M+0.04%
Q2 2025246.6K$96M+0.07%
Q1 2025663.1K$219M+0.19%
Q4 2024465.8K$169M+0.12%
Q3 20241.36M$531M+0.46%
Q2 2024810.2K$270M+0.25%
Q1 2024233.8K$86M+0.07%
Q4 2023376.0K$111M+0.10%
Q3 2023172.8K$47M+0.05%
Q2 2023541.8K$133M+0.14%
Q1 2023465.7K$107M+0.11%
Q4 2022636.4K$152M+0.17%
Q3 2022224.4K$37M+0.04%
Q2 2022101.3K$18M+0.02%
Q1 2022310.4K$69M+0.06%
Q4 20211.23M$254M+0.21%
Q3 20211.61M$309M+0.28%
Q2 2021243.3K$53M+0.05%
Q1 20219.5K$2M0.00%
Q4 202012.2K$2M0.00%
Q3 20202.0K$291,0000.00%
Q2 202020.0K$3M0.00%
Q1 2020120.9K$14M+0.02%
Q4 2019198.3K$29M+0.03%
Q3 20191.21M$153M+0.19%
Q2 20192.84M$388M+0.48%
Q1 20191.94M$262M+0.34%
Q4 2018422.9K$54M+0.07%

Common-stock position only; options are excluded. Quarters where the fund filed no 13F or reported no position are absent. See D. E. Shaw & Co., Inc.’s full portfolio or all institutional holders of CAT.